Compliance Advisory Analyst

Position OverviewSummaryThe Senior Analyst of Advertising Compliance at AJ Consultancy is responsible for reviewing, editing, advising, and ensuring the final content aligns with all relevant marketing regulations and standards as set forth by FINRA Rule 2210 and the Investment Advisers Act of 1940 (as amended).Key ResponsibilitiesEvaluates advisory...

Key Competencies: Risk Assessment, Compliance Oversight, Operational Enhancements: Team Collaboration, Effective Communication SkillsProfessional Background: Mid-senior Level Experience: 5 Years Educational Requirement: Bachelor's Degree Job Function: Information Technology Relocation Analyst, Business Operations, Regulatory Affairs, Technology Management,...

Job Overview As a key member of the compliance team, you will provide essential support in the advisory and monitoring functions related to banking activities, ensuring adherence to critical regulations set forth by the Royal Bank of Canada. Your role will focus on compliance with significant prudential regulations, including those pertaining to investment...

Position Overview: As a Sanctions Analyst at MetaOption LLC, you will play a crucial role in ensuring adherence to regulatory standards and managing risk effectively.Key Responsibilities: - Conduct thorough risk assessments and evaluations to identify potential compliance issues. - Collaborate with cross-functional teams to enhance compliance processes and...

Job OverviewPosition Summary:We are looking for a meticulous Tax Compliance Analyst to join our team on a contractual basis, with the possibility of transitioning to a permanent role. This position focuses on managing year-end tax reporting responsibilities, particularly concerning 1099 and 1042S forms, while also contributing to the enhancement of our...

Job OverviewPosition: Compliance Risk AnalystEssential Skills: Risk Assessment, Regulatory Adherence, Process Optimization, Team Collaboration, Effective CommunicationExperience Level: Mid-SeniorRequired Experience: 5 YearsEducational Background: Bachelor's DegreeJob Function: Information TechnologyRelocation Assistance: Not AvailableLocation: Hybrid Work...

Job OverviewPosition Summary:We are looking for a meticulous Tax Compliance Analyst to engage in a contract role with the possibility of transitioning to a permanent position. This position is focused on managing year-end tax reporting responsibilities, specifically related to 1099 and 1042S forms, while also contributing to the enhancement of systems and...

Position OverviewPosition OverviewWe are looking for a meticulous Tax Compliance Analyst to join our team on a contractual basis, with the possibility of transitioning to a permanent role. This position focuses on year-end tax reporting duties, particularly in relation to 1099 and 1042S forms, while also contributing to system and workflow...

Job SummaryCitigroup Inc. is seeking a highly skilled Senior Compliance Risk Analyst to join its Trade Surveillance team. As a key member of the team, you will be responsible for designing, implementing, and overseeing surveillance systems to detect potential regulatory rule violations and internal policy breaches.Key ResponsibilitiesReview and analyze...

Job SummaryCitigroup Inc. is seeking a highly skilled Senior Compliance Risk Analyst to join its Trade Surveillance team within the Independent Compliance Risk Management (ICRM) department. As a key member of the team, you will be responsible for designing, implementing, and overseeing a suite of surveillance systems to detect potential regulatory rule...

Sanctions AnalystKey Skills: Risk Management, Regulatory Compliance, Process Optimization, Team Collaboration, Effective CommunicationExperience Level: Mid-seniorExperience Required: 5 YearsEducation Level: Bachelor's DegreeJob Function: Information TechnologyRelocation Assistance: NoJob Location: Hybrid - 3 Days a Week OnsiteJob OverviewEvaluate current...

Sanctions AnalystKey Skills: Risk Management, Regulatory Compliance, Process Enhancement, Team Collaboration, Effective CommunicationExperience Level: Mid-seniorExperience Required: 5 YearsEducation Level: Bachelor's DegreeJob Function: Information TechnologyRelocation Assistance: NoJob Location: Hybrid - 3 Days a Week OnsiteJob OverviewEvaluate current...

Job SummaryCitigroup Inc. is seeking a highly skilled Senior Compliance Risk Analyst to join our Independent Compliance Risk Management (ICRM) team. As a key member of our Trade Surveillance team, you will be responsible for designing, implementing, and overseeing a suite of surveillance systems to detect behaviors that may violate regulatory rules or...

About the RoleCherry Bekaert LLP is seeking a highly skilled Accounting Advisory Manager to join our team. As a key member of our Governmental Accounting Advisory Group, you will play a critical role in helping clients protect and enhance the value of their organizations by leveraging their system of internal controls to enable growth, manage risk, and...

About the RoleWe are seeking a highly skilled Business Data Analyst to join our team at Codebase Inc. as a Sr Business Data Analyst.This is a full-time opportunity that requires a strong background in business data analysis, risk management, and compliance.Key ResponsibilitiesAnalyze and interpret complex business data to identify trends and insights that...

Job OverviewPosition Title: Global Sanctions Compliance AnalystCompany: Telnet IncJob Duration: 4+ MonthsPosition Summary:Evaluate current procedures and propose enhancements that effectively foresee, manage, and mitigate risks to Telnet Inc and its stakeholders.Prepare and disseminate internal communications regarding significant program modifications as...

About CarePoint Health:CarePoint Health stands as a prominent healthcare provider in New Jersey, encompassing three esteemed hospitals: Bayonne Medical Center, Christ Hospital, and Hoboken University Medical Center. By integrating these facilities, CarePoint delivers comprehensive care through a unified network of medical professionals and services. With a...

Job Overview:At National Black MBA Association, we are committed to enhancing financial well-being through meaningful connections. Our approach to Responsible Growth emphasizes our dedication to our clients, team members, communities, and stakeholders.We strive to create an inclusive and diverse workplace, recognizing the value of varied backgrounds and...

Job OverviewCompany: Lenmar Consulting Inc.Sector: FinancePosition SummaryWe are seeking a dedicated and detail-oriented Tax Operations Analyst to join our dynamic team. The ideal candidate will possess a strong analytical mindset and a keen interest in mastering intricate technical regulations and operational processes.Essential Skills and...

Description:Conduct compliance reviews of swap dealer operations to ensure adherence to regulatory requirements and internal policies and procedures.Monitor and test procedures to ensure their effectiveness and identify areas for improvement.Develop and maintain detailed documentation of testing and review findings.Utilize Bloomberg and other systems to...