Financial Risk Manager

3 days ago

Rye, United States USALLIANCE Financial Full time
About USALLIANCE FinancialUSALLIANCE Financial is a dynamic organization that prides itself on innovation, teamwork, and career development. As part of our team, you will have the opportunity to grow both personally and professionally in an inclusive and supportive environment.

We are seeking a skilled KYC Specialist to support our Credit Union's Member/Customer Identification Program (MCIP)/Know Your Customer (KYC) Program.

Job SummaryThe successful candidate will be responsible for ensuring compliance with all regulatory requirements related to member identification, verification, and due diligence. This role will work closely with compliance, legal, and risk management teams to safeguard the Credit Union against financial crime risks and protect its reputation.

Key Responsibilities:

  • Facilitate member identification and verification during the account opening process using various sources, ensuring all necessary documentation is collected and verified in accordance with KYC and AML regulations.
  • Assess the risk profiles of new and existing members by reviewing factors such as account activity, geographic location, and the type of services used.
  • Ensure that all member records are accurately updated and maintained in the system in line with internal policies and regulatory standards, including the collection of personal information, documentation, and ongoing updates.
  • Collaborate with internal teams, such as compliance, legal, and risk management, to ensure proper escalation of high-risk cases.
  • Perform continuous Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) reviews.
  • Provide assistance with 314(a), OFAC, and other BSA-related tasks as needed.
  • Conduct regular data quality checks, ensuring that all required fields are correctly populated, and flagging any discrepancies or incomplete records for further review.
  • Ensure that all data entries are aligned with internal KYC and AML policies and procedures, as well as regulatory requirements, to support the Credit Union's compliance efforts.
  • Assist in testing new software features, data validation tools, and upgrades to ensure smooth integration and functionality with existing processes.
  • Evaluate the effectiveness of KYC data sources (e.g., identity verification platforms, watchlists, public records) in assessing member risk and supporting efficient onboarding processes.
  • Maintain up-to-date knowledge of relevant regulations such as the Bank Secrecy Act (BSA), USA PATRIOT Act, FinCEN guidelines, and other applicable federal and state laws to ensure compliance with KYC and AML requirements.
  • Stay updated on relevant regulations, including Anti-Money Laundering and the Bank Secrecy Act, ensuring compliance.
Requirements
  • Minimum 2-3 years of experience in a financial services environment, preferably in KYC, AML, or compliance roles.
  • Knowledge of KYC regulations, the Bank Secrecy Act (BSA), USA PATRIOT Act, and FinCEN guidelines.
  • Strong analytical skills with the ability to assess risk and identify discrepancies in member data.
  • Attention to detail and the ability to manage large volumes of data while ensuring accuracy.
  • Excellent written and verbal communication skills, with the ability to explain complex regulations clearly to non-experts.
  • Strong organizational and time management skills, with the ability to prioritize tasks effectively.
  • Proficient in Microsoft Office Suite (Word, Excel, PowerPoint) and KYC compliance tools.

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