Senior Financial Services Internal Audit Manager

5 days ago


Tampa, Florida, United States FORVIS, LLP Full time

Job Summary

We are seeking a highly skilled Senior Financial Services Internal Audit Manager to join our team at FORVIS, LLP. As a key member of our Internal Audit Advisory practice, you will be responsible for leading teams and supporting clients across critical audits in emerging areas of risk, banking operations, and issues management and validation.

About the Role

This is an exciting opportunity to work with our clients, including some of the most iconic banks globally, in Internal Audit. You will be responsible for providing clients with expertise on internal audit topics and deep banking know-how for the 3rd line of defense globally. You will also help clients with audit planning, walkthroughs, issues validations, closeouts, reporting, executive presentations, and project management.

Key Responsibilities

  • Providing clients with expertise on internal audit topics and deep banking know-how for the 3rd line of defense globally
  • Helping clients with audit planning, walkthroughs, issues validations, closeouts, reporting, executive presentations, and project management
  • Developing and integrating AI tools and technologies and internal audit transformation
  • Quality assurance
  • Performing root-cause analysis around critical processes and issues remediation
  • Performing Quality Assessments and providing recommendations for improvement
  • Development of issues management response strategy and execution support
  • Achieving and maintaining high quality in work, client relations, and team relations
  • Acquiring the skills necessary to develop quality client relationships and loyalty
  • Assuming the responsibility for staff work and ensuring high-quality of work is delivered within established deadlines
  • Serving in a leadership role on client work as technical knowledge and experience grows
  • Supporting any training and mentoring to staff and interns as necessary

Requirements

  • In-depth knowledge of capital markets and global banking businesses, including products, key operational processes, technology infrastructure, and regulatory landscape
  • Internal audit know-how and relevant certifications
  • Internal audit transformation and technology experience, including GRC platforms, data analytics and tools, and AI
  • Experience includes having served in large-scale project management, having demonstrated ability to manage multi-stakeholders, and complex projects within a very demanding business environment
  • Process improvement or performance improvement experience within the business or operational support functions of large-scale banks
  • Risk and regulatory understanding from an internal audit perspective
  • Product knowledge across equities, derivatives, fixed income, FX, investment banking, etc.

Qualifications

  • 8 years or more of experience in public accounting or global management consulting firms focused in Financial Services
  • Relevant certifications (CIA, CRCM, CFA, Six Sigma Black Belt, Change Certifications, etc.)
  • BA, BS, or Master's in Finance, Accounting, Business, or other similar fields
  • Proficiency in MS Office: Word, Excel, PowerPoint, and Outlook
  • Proficiency with GRC platforms, Alteryx, Power BI, data analysis and visualization tools
  • Strong Project Management skills
  • Demonstrates expertise around product knowledge in Capital Markets, Change Management, and Global Banking

Preferred Qualifications

  • Big 4 or Top 10 public accounting experience
  • Strong communication and leadership skills with experience managing professional services teams and client deliverables

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