Technology Governance Expert

7 days ago


Greenwich, Connecticut, United States Interactive Brokers Full time
Job Summary

Interactive Brokers is seeking a skilled Senior Compliance Analyst to join its team.

The ideal candidate will have experience working in IT audit, risk, or compliance and a strong background in financial services or a similar regulated environment.

Key Responsibilities
  • Support compliance coverage of the firm's technology and data enterprise
  • Design and complete periodic and adhoc supervisory reports
  • Engage with stakeholders across technology and operations teams
  • Implement internal control enhancements
Requirements
  • 5+ years' experience in a regulated environment
  • Working knowledge of SEC, FINRA, CFTC, and other relevant regulations
  • Ability to work independently and as part of a small team

Estimated salary: $160,000 - $190,000 per year. Benefits include competitive salary, annual performance-based bonus, stock grant, 401(k) plan, health and wellness benefits, paid time off, and education reimbursement.



  • Greenwich, Connecticut, United States Expert Seekers Training Full time

    Job Description: Insurance Sales SpecialistExpert Seekers Training is looking for an experienced Insurance Sales Specialist to join our sales team. As a key member of our team, you will be responsible for engaging prospects over the phone, scheduling virtual meetings, and providing personalized insurance quotes aligned with their specific requirements.About...


  • Greenwich, Connecticut, United States Interactive Brokers Full time

    Interactive Brokers is a global financial services company that simplifies and enhances financial opportunities using state-of-the-art technology. We are seeking an experienced Compliance Testing Expert to lead our compliance testing program.The ideal candidate will have at least 5+ years of experience with U.S. securities and/or commodities regulations,...


  • Greenwich, Connecticut, United States Fidelity TalentSource LLC Full time

    Company Overview: Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future, assisting companies and non-profit organizations in delivering benefits to their employees.">Job Summary: As an Expert Wealth Strategist at Fidelity, you will engage...


  • Greenwich, Connecticut, United States CBIZ Full time

    Job OverviewCBIZ, a leading provider of accounting services, is seeking a Tax Director to join their team. As a key member of the senior management team, you will be responsible for driving business growth, expanding revenue, and delivering exceptional client service.Estimated Salary Range$120,000 - $180,000 per year, based on experience and...


  • Greenwich, Connecticut, United States Interactive Brokers Full time

    **Company Overview**Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company with a presence in over 15 countries. We have been at the forefront of innovation for four decades, leveraging cutting-edge technology and client commitment to deliver exceptional results.We provide electronic brokerage services globally, catering to...


  • Greenwich, Connecticut, United States Interactive Brokers Full time

    **About Us**Interactive Brokers Group, Inc., a global financial services company headquartered in Greenwich, CT, USA, has been at the forefront of innovation for over four decades. We're known for our cutting-edge technology and client commitment.We provide electronic brokerage services globally, serving individual investors and institutions, including...


  • Greenwich, Connecticut, United States Marcum Search LLC Full time

    Marcum LLP is thrilled to announce that we are now part of CBIZ and CBIZ CPAs, a partnership that unites us with one of the nation's top accounting and advisory providers. As part of this new chapter, we are pleased to confirm that you'll still be working with the same dedicated team and receiving the same high-quality service you've come to rely...


  • Greenwich, Connecticut, United States CBIZ Full time

    Company OverviewCBIZ, a leading provider of accounting and advisory services, is proud to announce its partnership with Marcum LLP. This union has created a top-notch team that supports diverse industries such as healthcare, real estate, construction, retail & consumer products, manufacturing & distribution, technology, media & telecommunications (TMT),...


  • Greenwich, Connecticut, United States Interactive Brokers Full time

    A Career with Interactive BrokersWe are seeking an experienced individual to join our Technical Operations team in Greenwich, CT. As a member of this team, you will play a critical role in monitoring and providing operational support for our applications, systems, and other critical business technology.The successful candidate will be responsible for...


  • Greenwich, Connecticut, United States AQR Full time

    Your RoleAs a software engineer at AQR, you will design, develop, and extend our:Data and services platforms, optimization, and orchestration enginesSIG Tools, data and API infrastructure incorporating millions of data pointsIntuitive research APIs leveraging cloud computing and cutting-edge visualizationsHigh-performance historical simulation/back testing...

  • Tax Compliance Expert

    2 weeks ago


    Greenwich, Connecticut, United States iCapital Full time

    About the RoleiCapital, a leading provider of financial technology solutions for alternative investment markets, seeks a seasoned professional to lead its Fund Finance Central Services team. This exciting opportunity is open to individuals with 10+ years of cross-border tax compliance experience in alternative investments.ResponsibilitiesOversee tax...


  • Greenwich, Connecticut, United States iCapital Full time

    iCapital OverviewiCapital is a pioneering financial technology company that has revolutionized the alternative investment industry. With our innovative platform, we enable advisors, wealth management firms, asset managers, and banks to evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. Our commitment to...


  • Greenwich, Connecticut, United States Interactive Brokers Full time

    Job SummaryWe are seeking a seasoned auditor to join our team at Interactive Brokers. As an experienced internal auditor, you will be responsible for conducting independent assessments of our broker dealer entities.Key Responsibilities:Conduct thorough audits of our programs, including customer onboarding, due diligence, and surveillance.Develop and execute...


  • Greenwich, Connecticut, United States Align ENT & Allergy Full time

    Job DescriptionAs a Clinical Hearing Consultant at Align ENT & Allergy, you will work closely with patients to assess, diagnose, and treat hearing and balance disorders. You will conduct comprehensive hearing assessments, develop treatment plans, and provide expert guidance on hearing aid selection and fitting.You will work collaboratively with other...


  • Greenwich, Connecticut, United States iCapital Full time

    About the OpportunityiCapital, a leading provider of financial technology solutions for alternative investments, seeks an experienced Tax Compliance professional to join its Fund Finance Central Services team. As a member of this team, you will play a critical role in ensuring timely and accurate tax reporting and compliance for our diverse range of...


  • Greenwich, Connecticut, United States Ps And Qs Greenwich Llc Full time

    Proudly serving the vibrant community of Greenwich, CT, Hammer and Nails is a leading provider of men's grooming services. We are currently seeking a highly skilled Men's Hair and Nail Professional to join our team and contribute to our mission of delivering exceptional customer experiences.Key ResponsibilitiesThe successful candidate will be responsible...

  • Nurse Practitioner

    3 weeks ago


    Greenwich, Connecticut, United States Yale-New Haven Health Full time

    Job OverviewWe are seeking a highly skilled Registered Nurse Operating Room F/T Days to join our team at Yale-New Haven Health. The ideal candidate will possess excellent clinical skills, strong communication abilities, and a passion for delivering high-quality patient care.Key Responsibilities:Provide expert nursing care to patients undergoing surgical...

  • Corporate Lawyer

    2 weeks ago


    Greenwich, Connecticut, United States Palmventurestudios Full time

    Company OverviewPalm Venture Studios, a Greenwich, CT-based single-family office and asset manager, seeks an experienced Corporate Lawyer to support its team and portfolio of companies. With a focus on asymmetric returns through distressed investments, we leverage our collective strengths and resources to unlock the full potential of our partners.Job...


  • Greenwich, Connecticut, United States Interactive Brokers Full time

    About UsAt Interactive Brokers, we are dedicated to simplifying and enhancing financial opportunities using state-of-the-art technology. Our team of experts is passionate about delivering exceptional customer service and providing innovative solutions to meet the evolving needs of our clients.The RoleAs a mid-level Oracle DBA with scripting and/or automation...

  • Hearing Specialist

    3 weeks ago


    Greenwich, Connecticut, United States Align ENT & Allergy Full time

    Audiologist Role OverviewWe are seeking a skilled and compassionate Audiologist to join our healthcare team five days a week. As an Audiologist, you will be responsible for assessing, diagnosing, and treating patients with hearing and balance disorders. Your expertise will play a crucial role in improving the quality of life for individuals experiencing...