Compliance Officer

19 hours ago


Stamford, Connecticut, United States Larson Maddox Full time
Compliance Manager Job Description

Larson Maddox is seeking a seasoned Compliance Manager to join our team in Stamford. As a key member of our organization, you will play a critical role in driving a compliance culture and ensuring the effective implementation and enforcement of Compliance policies and procedures.

Key Responsibilities:
  • Manage internal Compliance-related work from inception to completion.
  • Oversee Core Compliance and Personal Trading requests.
  • Contribute to the Compliance Annual Review process.
  • Perform generalist Compliance duties, including researching Regulatory Affairs, providing Compliance Advice to business and front-line teams, and developing Policy and Procedures.
Requirements:
  • Minimum of three years of relevant Compliance experience in an Alternative Asset Manager.
  • Excellent knowledge of the SEC regulatory framework.
  • Strong problem-solving and organizational skills.
  • Exceptional communication skills.

Larson Maddox offers a dynamic and challenging work environment, and we are committed to supporting the growth and development of our employees. If you are a motivated and experienced Compliance professional looking for a new opportunity, please submit your application.



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