AVP Investment Management Audit Specialist
20 hours ago
Michael Page is seeking an experienced AVP Investment Management Audit professional to join our team in New York. As a key member of our internal audit department, you will be responsible for conducting regional, local, and global internal audits, internal controls, risk management, and compliance reviews with a focus on wealth and asset management.
Key Responsibilities:- Conduct fieldwork and perform audit procedures to identify areas for improvement and develop recommendations based on identification of potential risks relevant to the client.
- Assist the internal audit team with the planning and execution of audits in accordance with IIA and industry standards.
- Perform testing of internal controls and compliance programs based upon regulatory and banking industry standards.
- Prepare work papers that are consistent with IIA standards, as well as, established firm standards.
- Assist in providing other risk management services, including risk assessments, model validations, and fraud investigations.
- Bachelor's degree in Accounting, Business, or Management.
- 3+ years of Internal Audit or External Audit experience within the banking or financial services industry.
- Wealth Management or Asset Management experience is preferred.
- Applicable certifications, a plus (CIA, CFSA, CFE, CRCM, CAMS, CRMA, CFIRS, etc.).
- General understanding of internal controls, risk management, and banking concepts and practices.
- Must demonstrate strong verbal and written communication and interpersonal skills.
- Competitive base salary.
- Annual discretionary bonus.
- Extensive PTO.
- Flexibility around in-person and work from home.
- Lucrative 401k match plan.
Michael Page is an equal opportunities employer and welcomes applications from diverse candidates. We are committed to creating an inclusive work environment that values diversity and promotes equal opportunities for all employees.
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