Compliance Operations Specialist

2 days ago


Albuquerque, New Mexico, United States Fidelity TalentSource LLC Full time

Fidelity TalentSource LLC is seeking an experienced Compliance Operations Specialist to join our eMonitoring Team in Smithfield, RI. As a Compliance Operations Specialist, you will play a critical role in reviewing and acting on alerted messages from the eMonitoring system for licensed Broker Dealers, Investment Advisors, and affiliated associates.

The Compliance Operations Specialist will analyze and evaluate alerted messages, making recommendations for resolution. This temporary role, estimated to last approximately 3 months, requires strong problem-solving and data analytical skills, as well as excellent written and interpersonal communication skills.

Responsibilities include:

  • Reviewing and acting on alerted messages from the eMonitoring system
  • Analyzing and evaluating messages, making recommendations for resolution
  • Collaborating with the Compliance eMonitoring Team to identify, resolve, and address issues
  • Developing and revising new or existing processes to meet business requirements

This is an exciting opportunity to join a dynamic team and contribute to the success of Fidelity TalentSource LLC. The ideal candidate will have experience in investigations, audit, regulatory, risk, or compliance environments, as well as strong research and analytical skills.

We offer a competitive salary range of $25-$30 per hour, commensurate with experience, and a comprehensive benefits package. If you are a motivated and detail-oriented individual with a passion for compliance operations, we encourage you to apply.



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