Compliance Risk Manager

2 days ago


Itasca, Illinois, United States Plus500™ Full time
Compliance Analyst

Plus500 is a global fintech group operating technology-based trading platforms. We are seeking a dedicated Compliance Analyst to monitor areas of compliance oversight and supervision.

Key Responsibilities
  • Lead the oversight of the firm's new accounts department, providing direction of trading account opening from beginning to end.
  • Serve as the lead point of contact for inquiries regarding new accounts and other business units.
  • Provide insight and ideas while assisting with strategic projects and initiatives.
  • Collaborate with other departments to direct compliance issues to appropriate existing channels for investigation and resolution.
  • Identify potential areas of compliance vulnerability and risk.
  • Manage and prioritize departmental inbound inquiries.
  • Skilled in researching, interpreting, and disseminating information on compliance regulations.
Requirements
  • Bachelor's degree in Finance or Business or equivalent years' experience in finance or compliance.
  • At least 2 years new accounts or compliance experience preferably with an FCM or IB.
  • Demonstrated ability working with people in connection with challenging issues.
  • Strong organization skills along with attention to detail.
  • Proficiency using Google Docs is a plus.
  • Ability to manage multiple tasks and adapt to changing priorities in a fast-paced environment.
  • Effective written and oral communication skills.


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