Senior Investment Analyst
4 weeks ago
Job Summary:
We are seeking a highly skilled Senior Investment Analyst to join our team in Dallas. As a key member of our Investment Guidelines team, you will be responsible for performing daily surveillance on business strategies to ensure compliance with client and regulatory guidelines.
Key Responsibilities:
- Perform daily portfolio and trading surveillance to ensure AWM meets strict regulatory and fiduciary responsibilities.
- Work with Traders, Portfolio Management team, Compliance, and other internal functional areas to resolve client and regulatory investment guideline breaches.
- Conduct independent review of rules created by the coding resources of the team.
- Provide monthly, quarterly, and annual certifications of investment guidelines compliance to clients.
- Partner and liaise with client implementation team to qualify new business, implement account events, and ensure the adequacy of account surveillance.
About the Role:
This is an exciting opportunity to join a dynamic team and contribute to the success of our Asset and Wealth Management Division. As a Senior Investment Analyst, you will have the opportunity to work with a diverse range of clients and products, and to develop your skills and expertise in investment guidelines and surveillance.
Requirements:
- Bachelor's degree required.
- Analyst or Senior Analyst level with around 2 years of professional experience in financial services.
- Knowledge of operational aspects of trade management or guideline monitoring systems.
- Be highly collaborative, team-oriented, and strong consensus builder.
About Goldman Sachs:
At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. We are a leading global investment banking, securities, and investment management firm. Our culture is built on a foundation of teamwork, innovation, and a commitment to excellence.
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