Senior Compliance Officer

Job Title: Senior Compliance OfficerSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history and diverse range of financial services. As a Senior Compliance Officer, you will play a critical role in ensuring the company's compliance with regulatory requirements and maintaining a strong reputation in the...

Job Title: Senior Compliance OfficerJoin Sumitomo Mitsui Banking Corporation as a Senior Compliance Officer and play a critical role in ensuring the company's compliance with regulatory requirements.About the RoleThe Senior Compliance Officer will be responsible for providing regulatory and compliance advice to business units, identifying and providing...

Job Title: Senior Compliance OfficerSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history and diverse range of financial services. As a Senior Compliance Officer, you will play a critical role in ensuring the company's compliance with regulatory requirements and maintaining a strong reputation in the...

Job Title: Senior Compliance OfficerAres Management Corporation is seeking a highly skilled Senior Compliance Officer to join our Legal and Compliance team. As a key member of our team, you will be responsible for creating and implementing the Firm's Registered Investment Adviser program.Key Responsibilities:Collaborate with the Chief Regulatory Officer to...

Job SummaryAres Management Corporation is seeking a highly skilled and experienced Compliance professional to join our Legal and Compliance team as a Senior Compliance Officer. This role will be responsible for creating and implementing the Firm's Registered Investment Adviser program, ensuring compliance with complex regulatory regimes, and providing...

About the RoleAres Management is seeking a highly skilled and experienced Senior Compliance Officer to join our Legal and Compliance team. As a key member of our team, you will be responsible for creating and implementing the Firm's Registered Investment Adviser program.Key ResponsibilitiesCollaborate with the Chief Regulatory Officer to direct the...

About the RoleWe are seeking a highly skilled and experienced Senior Compliance Officer to join our Control Room function at Deutsche Bank. As a key member of our team, you will play a critical role in maintaining the integrity of our information barriers and ensuring compliance with regulatory requirements.Key ResponsibilitiesMaintain and update the Firm's...

About FaireFaire is a leading online wholesale marketplace that empowers independent retailers to succeed in a rapidly changing retail landscape.Our mission is to level the playing field for small businesses by providing them with the tools and resources they need to compete with larger retailers.Job SummaryWe are seeking a highly skilled Senior Compliance...

Job Title: Compliance Officer SeniorCity National Bank is seeking a highly skilled Compliance Officer Senior to join our team. As a key member of our compliance program, you will be responsible for managing and maintaining assigned areas of the compliance program, including monitoring business area compliance with applicable laws and regulations, ensuring...

About the RoleWe are seeking a highly skilled Senior Compliance Officer to join our Compliance department in our New York Branch. As a key member of our team, you will be responsible for ensuring our compliance with applicable laws, rules, and regulations.Key ResponsibilitiesDevelop and maintain compliance policies and procedures to ensure adherence to...

About the RoleWe are seeking a highly skilled Senior Compliance Officer to join our Compliance department in our New York Branch. As a key member of our team, you will be responsible for ensuring our compliance with applicable laws, rules, and regulations.Key ResponsibilitiesDevelop and maintain compliance policies and procedures to ensure compliance with...

Job DescriptionWe are seeking a seasoned banking professional to fill the role of Deputy Chief Compliance Officer at Banking Careers.Key Responsibilities:Serve as a subject matter expert and support the compliance team in executing its responsibilities.Assist in directing the overall compliance program and strategy for the firm.Recommend policies and partner...

Larson Maddox is seeking an experienced Compliance professional to provide specialist advice and guidance to senior leaders and key members of our Fixed Income business with a focus on Municipal Bonds (Munis). Our company is one of the world's largest banking groups with a global presence. The successful candidate will report directly into the US Head of...

Senior Compliance ProfessionalA reputable asset management firm, Tandym Group, based in New York City, is seeking an experienced Senior Compliance Professional to join their dedicated team in Manhattan.Key Responsibilities:Develop and implement comprehensive compliance strategies to ensure regulatory adherence and prevent violations across internal...

Job SummaryWe are seeking a highly skilled Senior Compliance Risk Officer to join our team. As a key member of our Independent Compliance Risk Management (ICRM) team, you will be responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.Key ResponsibilitiesDesign and...

{"title": "Senior Compliance Professional", "subtitle": "Join Cardea Group", "content": "Cardea Group is seeking a highly skilled Senior Compliance Professional to join our team. As a key member of our compliance team, you will play a critical role in ensuring the firm's compliance program is robust and effective in addressing evolving regulatory...

Job Title: Senior Global Data Protection and Compliance OfficerPendo is a leading software company on a mission to improve society's experience with software. We're seeking a highly skilled Senior Global Data Protection and Compliance Officer to join our team.Job Summary:The Senior Global Data Protection and Compliance Officer will be responsible for leading...

Our client, a leading financial institution, is seeking a seasoned Compliance Officer to join their Asset Based Finance team. As a key member of the team, you will be responsible for ensuring the company's compliance with all relevant rules and regulations. Your expertise will be instrumental in developing and implementing policies and procedures to mitigate...

Job Title: Compliance Product OfficerCitigroup is seeking a highly skilled Compliance Product Officer to join our team. As a key member of our Independent Compliance Risk Management (ICRM) department, you will be responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for...

Job DescriptionPartnership Employment is seeking a highly skilled Senior Sanctions Compliance Officer to join our team. As a key member of our compliance department, you will play a critical role in ensuring the company's adherence to sanctions regulations and laws.Key Responsibilities:Sanctions Knowledge Management: Maintain a high degree of relevant...