Audit Supervisor, Global Market Operations, Financial Risk Management

5 days ago

Providence, Rhode Island, United States Bank of America Full time

Job Summary:

Audit Supervisor, Global Market Operations, Financial Risk Management is responsible for independently performing test work during highly complex audit activities for Global Markets Operations (GMO) and NFRR, Tax and Credit Reporting Operations (NTCO) Lines of Business (LOBs).

Key Responsibilities:

  • Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and leverages automation and innovative methods in a timely and high quality manner.
  • Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment.
  • Assesses impacts of issues to business processes, controls, and strategies to provide recommendations on issue severity ratings.
  • Provides input on draft audit reports and shares audit results with business leaders.
  • Exercises critical thinking and judgment to effectively influence management to improve the control environment.
  • Consistently strives to improve processes and challenge the status quo to improve existing operating environment.
  • Supports the development of peers and teams through on-the-job-training and fosters an inclusive work environment.
  • Establishes business partner relationships, primarily with line management, to develop business knowledge.
  • Uses innovative tools to complete audit activities more efficiently (e.g., testing).

Requirements:

  • 5 years Audit, Internal Auditor risk control risk/controls background in financial services.
  • Bachelors degree and/or Advanced degree with relevant experience.
  • Strong project management skills, proven organizational, coordination and action tracking skills.
  • Ability to plan, execute and evaluate audit test plans within a risk-based audit methodology.
  • Strong analytical skills. Ability to analyze large amounts of data and turn it into usable information.
  • Ability to analyze very complex processes with multiple systems and handover points, with manual and automated elements, to determine key controls and find gaps/deficiencies in the process.
  • Questioning and curious mind that challenges the process and process owners to find process gaps.
  • Ability to prioritize several concurrent activities (such as point in time audits, issue validation, business entity risk assessment updates, stakeholder meetings, or ad-hoc regulatory request).
  • Confidence and ability to discuss process gaps and challenge LOBs control framework during often difficult conversations.
  • Ability to work in a very detailed manner as well as to look broadly across a population and develop connections and themes identifying risk and concerns.
  • Ability to successfully communicate to influence management and lead change in both strategic and tactical initiatives.
  • Self-starter, desire to learn able to teach others, positive attitude, exhibits flexibility.

Preferred Qualifications:

  • 1-3 years in a lead auditor / Auditor-in-Charge (AIC) role.
  • Certified Internal Audit (CIA) certification.
  • Prior Analytical / Automation Skills (SQL, SAS, Python. Alteryx, Advanced Excel).
  • Experience in performing end-to-end substantive testing. Understanding of statistical sampling testing approach.
  • Advanced degree or certifications (CIA, CISA, CPA).

Skills:

  • Audit testing execution.
  • Internal Audit Review.
  • Issue Management.
  • Risk Management.
  • Audit Planning.
  • Analytical Thinking.
  • Project Management.
  • Automation.
  • Technical Documentation.
  • Attention to Detail.
  • Business Acumen.
  • Relationship Building.
  • Coaching.
  • Critical Thinking.
  • Intellectual Curiosity.
  • Written Communications.

Work Environment:

This role is eligible to participate in the annual discretionary plan. Employees are eligible for an annual discretionary award based on their overall individual performance results and behaviors, the performance and contributions of their line of business and/or group; and the overall success of the Company.

This role is currently benefits eligible. We provide industry-leading benefits, access to paid time off, resources and support to our employees so they can make a genuine impact and contribute to the sustainable growth of our business and the communities we serve.

Bank of America and its affiliates consider for employment and hire qualified candidates without regard to race, religious creed, religion, color, sex, sexual orientation, genetic information, gender, gender identity, gender expression, age, national origin, ancestry, citizenship, protected veteran or disability status or any factor prohibited by law, and as such affirms in policy and practice to support and promote the concept of equal employment opportunity and affirmative action, in accordance with all applicable federal, state, provincial and municipal laws.

The company also prohibits discrimination on other bases such as medical condition, marital status or any other factor that is irrelevant to the performance of our teammates.

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