Financial Crimes Compliance Specialist

2 weeks ago

Irving, Texas, United States MUFG Americas Full time
Job Summary

This role is part of the Global Financial Crimes Division (GFCD) of MUFG Bank, Ltd. The selected colleague will support the administration and execution of the GFCD Issues Management Department (IM) by developing governance and procedural documents, guidance for conformance to Program governance requirements, and processes for review and challenge.

Key Responsibilities
  • Liaise across all three of the MUFG financial crimes compliance lines of defense, including core second-line programs (Sanctions, Anti-Money Laundering, Anti-Bribery & Corruption), business functions, Internal Audit, Compliance Testing, and Exam & Audit Management in furtherance of Issues Management policy, standard, and procedure implementation and execution.
  • Develop subject matter expertise regarding Issues Management policy, standard, and procedures.
  • Drive review, development, and enhancement of Issues Management policy, standard procedures, control documents, training materials, along with other program execution documents.
  • Collaborate with regional financial crimes offices to align global and regional requirements for Issues Management policy and procedures, including review & challenge processes.
  • Collaborate and liaise with stakeholders to drive consistency in the implementation of GFCD policies and policies across all three MUFG lines of defense.
  • Support compliance activities and perform program governance duties, including projects and ad hoc duties as assigned.
  • Administer and provide substantive content in connection with key governance forums, including staff and stakeholder meetings.
Requirements
  • 3+ years of experience in Financial Services, preferably in Financial Crimes Compliance, Risk Management, Internal Audit or related areas.
  • 3+ years of experience drafting, writing, reviewing, implementing, and monitoring policies and procedures.
  • Proven track record of designing and delivering training in a professional setting.
  • Experience managing and tracking projects or organizational objectives.
  • Strong interpersonal and written communication skills.
  • Excellent problem-solving skills.
  • Team-oriented approach to completing objectives.
  • Ability to influence key stakeholders across various divisions within MUFG.
  • Strong ability to drive complex discussions with MUFG management and stakeholders.
  • BA/BS Degree required.
  • ACAMS, relevant professional qualification, and/or experience in client-service industry is a plus.
What We Offer

MUFG Americas offers a competitive benefits package, including comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays.

We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business.

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