Director of Internal Audit

4 weeks ago

Kansas City, Missouri, United States National Advisors Trust Company Full time
Director of Internal Audit

Are you looking to make a significant impact in the financial services industry? If so, then a leadership role in estate planning and trust services could be right for you. At National Advisors Trust Company, we believe trusts are about families and the selfless pursuit of acting today to protect future generations - ultimately creating enduring value and legacies. As a leader, that gives you the unique opportunity to have a positive impact on the lives of families and to make a lasting mark on the industry - for today and tomorrow.

Why Join Us?

We are redefining the trust services industry - and are looking for experienced individuals who want to help lead the way. We are a dynamic, collegial, and evolving culture that invests in top talent and rewards collaboration, curiosity, and innovation. As a leader, you will guide an in-house team with deep expertise, decades of experience, and a commitment to shaping what's next for advisors, families, and our industry.

Key Responsibilities
  • Manage and implement the internal audit program, assessing controls, operations, and performing work necessary to allow the board and senior management to accurately attest to the adequacy of the bank's internal control system.
  • Work closely with the Board Audit and Risk Committee chair and Board of Directors as well as senior management to perform critical internal audit functions.
  • Conduct independent and objective evaluation and testing of the bank's overall internal control system, such as operational and administrative controls.
  • Provide audit assurance over the safeguarding and proper recording of the bank's assets.
  • Determine compliance with laws, regulations, and policies, procedures, and processes established by front-line units and independent risk management under the risk governance framework.
Requirements
  • Performs audits of an advanced type requiring expertise, discretion, and judgment across all functions of the organization as assigned with limited supervision, evaluating control design and effectiveness, compliance with regulations and company policies, and identifies process efficiencies.
  • Analyze and compile audit findings. Prepare reports of findings and recommendations for improvement in controls and efficiency. Follow up with management to ensure responses to findings have been appropriately implemented.
  • Contributes to the evaluation, follow-up, and remediation of open audit issues during quarterly follow-up.

We're inspired by our company values, committed to diversity, equity, and inclusion, and strive to create a positive, purposeful, and productive environment where everyone can thrive. National Advisors Trust Company is one of the largest advisor-friendly trust companies in the United States, holding approximately $8 billion in assets under administration. As a non-depository trust company, we provide trust administration and custody services to our clients. We're looking for experienced professionals who want to help us lead the way in redefining the trust services industry.

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