Compliance Risk Oversight Specialist

1 week ago

Charlotte, North Carolina, United States Truist Financial Full time
Job Summary

We are seeking a highly skilled Compliance Risk Oversight Specialist to join our team at Truist Financial Corporation. As a key member of our compliance team, you will be responsible for conducting compliance risk oversight of assigned business units and/or functions.

Key Responsibilities
  • Maintain an understanding of all applicable laws, rules, and regulations applicable to coverage areas and provide regulatory guidance to assigned business unit and/or function associates.
  • Review regulatory changes and assess the impact those changes may have on assigned business units and/or functions.
  • Manage compliance risk management communications, training, documentation, procedures, and processes.
  • Monitor and communicate compliance risk management industry developments.
  • Implement strategies and methods related to the compliance risk management framework within the organization, including quality assessments, key risk, and performance measurement data, along with oversight monitoring and mitigation strategies.
  • Assess process, procedure, and control documentation and other related compliance issues and documentation to help ensure they are accurate and easily understood by audit and/or external regulatory agencies.
  • Consult with business and/or functional units with respect to the design and implementation of remediation efforts as needed.
Requirements
  • Bachelor's degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience.
  • Two years of compliance-related experience.
  • Five years of financial institution experience.
  • Demonstrated working knowledge of standard compliance concepts, practices, policies, and related state and federal laws.
  • Detail-oriented and strong analytical skills.
  • Strong communication, presentation, and facilitation skills; proven ability to interact with all levels of management.
  • Leadership skills to guide and mentor the work of less experienced compliance consultants and analysts.
Preferred Qualifications
  • Master's degree.
  • Five years of experience in the financial services industry within audit or compliance.
  • Prior supervisory or management experience.
  • Completion of the American Bankers Association (ABA) Compliance School or CRCM certification.
  • Volcker compliance program experience.
Benefits

Truist offers a comprehensive benefits package to eligible employees, including medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401(k) plan. Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays.

Truist supports a diverse workforce and is an Equal Opportunity Employer that does not discriminate against individuals on the basis of race, gender, color, religion, citizenship or national origin, age, sexual orientation, gender identity, disability, veteran status, or other classification protected by law.

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