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Licensed Banking Client Advisor II
2 months ago
Position Overview: The Client Relationship Consultant II-Licensed is dedicated to delivering exceptional service by addressing client inquiries and providing comprehensive product information tailored to meet their financial objectives. This role emphasizes client management, retention, and collaboration with key banking partners to ensure clients receive expert guidance in achieving their financial aspirations.
- Sales Performance: Contribute to team goals by driving growth in financial metrics such as deposits, loans, and non-interest income. Proactively facilitate client introductions to appropriate team members to meet growth objectives and implement effective sales strategies.
- Client Experience: Enhance client satisfaction by addressing account-related inquiries and resolving issues promptly. Foster client engagement and education, meeting performance targets as established by leadership, including lead generation and appointment metrics.
- Risk Management: Ensure accuracy and compliance in all sales, service, and banking transactions, striving for zero controllable losses.
- Engage in moderately complex projects and undertake additional responsibilities as necessary.
- Adhere consistently to regulatory and compliance standards relevant to the role, completing required training to maintain compliance with applicable laws and regulations.
- Demonstrate proficiency in achieving sales and referral targets through effective client interactions, utilizing both phone and in-person meetings.
- Conduct discovery-based discussions to provide tailored financial advice, collaborating with Financial Consultants as needed.
Job Requirements:
- Required Education: High School Diploma or equivalent (GED, HiSET, TASC) or foreign equivalent.
- Experience: A minimum of 4 to 5 years in customer service and sales, preferably within the financial services sector.
- Licensing: Must obtain National Mortgage Licensing System (NMLS) registration as per the S.A.F.E. Act of 2008 and Regulation Z.
- Training: Ability to mentor and train others on products and platform procedures.
- Licenses: Life and Health Insurance Licenses required within the first 90 days. Failure to pass the exam will result in removal from the program.
- FINRA Requirements: Security Industry Essentials (SIE) must be obtained within 90 days of passing the Life and Health Insurance exam. Series 6 and Series 63 or Series 66 licenses are also required within specified timeframes.
- Preferred Experience: Background in the financial services industry and familiarity with digital products and self-service technologies.