In-House Corporate Counsel for Public Company Reporting and Compliance
2 days ago
The In-House Corporate Counsel will oversee public company reporting and disclosure obligations, ensuring compliance with federal and state securities laws. This role involves leading legal aspects of capital markets transactions, providing strategic support for mergers and acquisitions, and collaborating with cross-functional teams.
Main Responsibilities:- Securities Law Compliance and Reporting:
- Manage all public company reporting and disclosure obligations, including the preparation and filing of Forms 10-K, 10-Q, 8-K, proxy statements, and Section 16 reports.
- Ensure compliance with federal and state securities laws, including Sarbanes-Oxley and Dodd-Frank regulations.
- Provide counsel on insider trading compliance, disclosure policies, and other SEC-related regulatory matters.
- Work with finance, investor relations, and external advisors to ensure accurate and timely disclosure of financial and non-financial information.
- Corporate Governance:
- Advise management on corporate governance best practices, fiduciary duties, and shareholder relations.
- Manage corporate governance documentation, including drafting board resolutions, charters, bylaws, and preparing materials for board and committee meetings.
- Monitor and advise on evolving regulatory requirements affecting corporate governance and develop strategies to ensure compliance.
- Transactional and Strategic Support:
- Lead legal aspects of capital markets transactions, including public and private equity and debt offerings, stock repurchase programs, and other financing activities.
- Provide legal support for mergers, acquisitions, joint ventures, and other strategic transactions, including conducting due diligence, negotiating transaction agreements, and managing closings.
- Work closely with cross-functional teams on transaction strategy, timelines, and integration planning.
- Relationships:
- Internal: Legal team colleagues, investor relations, executive compensation, treasury
- External: Outside counsel, government agencies, board of directors, proxy advisory companies, third parties
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