Current jobs related to Risk and Compliance Manager - Scottsdale, Arizona - Early Warning Services, LLC

  • Risk Management Leader

    1 week ago

    Scottsdale, Arizona, United States TBG | The Bachrach Group Full time

    The Bachrach Group is partnering with a private equity-backed real estate company to find a seasoned Risk Management professional. As a key member of the team, you will collaborate with the CFO to shape the role and contribute to the company's growth.This position is based in Scottsdale, AZ, and relocation assistance will be provided for out-of-state...

  • Risk Management Executive

    2 weeks ago

    Scottsdale, Arizona, United States TBG | The Bachrach Group Full time

    Manager of Risk ManagementThe Bachrach Group is partnering with a private equity-backed real estate company to find their first Manager of Risk Management. This is a unique opportunity to partner with the CFO to shape the role and contribute to the company's growth.This position is based in Scottsdale, AZ, and relocation assistance will be provided for...

  • Senior Risk Manager

    1 week ago

    Scottsdale, Arizona, United States HonorHealth Full time

    Job SummaryAs a Senior Risk Manager at HonorHealth, you will play a critical role in identifying and mitigating potential risks to the organization. This includes analyzing risk management data systems, performing audits, and monitoring processes to provide consultation, education, and training to hospital administration, department managers, medical staff...

  • Risk Management Specialist

    1 week ago

    Scottsdale, Arizona, United States Western Alliance Bank Full time

    Job Title: Risk Management SpecialistLocation: ScottsdaleWhat you'll do:This position is responsible for developing, planning, and executing a quarterly continuous safety and soundness examination model for the Company's residential mortgage lending units. The Risk Management Specialist will perform and lead activities that evaluate the quality of credit and...

  • Credit Risk Review Manager

    2 weeks ago

    Scottsdale, Arizona, United States Western Alliance Bank Full time

    Job Title: Credit Risk Review ManagerLocation: ScottsdaleJob Summary:This position is responsible for developing, planning, and executing a quarterly continuous safety and soundness examination model for Western Alliance Bank's residential mortgage lending units. The Credit Risk Review Manager will perform and lead activities that evaluate the quality of...

  • Credit Risk Review Manager

    2 weeks ago

    Scottsdale, Arizona, United States Western Alliance Bank Full time

    Job Title: Credit Risk Review ManagerThis role is responsible for developing and executing a quarterly continuous safety and soundness examination model for the Company's residential mortgage lending units. The Credit Risk Review Manager will evaluate the quality of credit and correspondent counterparty risk management processes and controls executed by the...

  • Credit Risk Review Manager

    1 month ago

    Scottsdale, Arizona, United States Western Alliance Bank Full time

    Job Title: Credit Risk Review ManagerThis role is responsible for developing and executing a quarterly continuous safety and soundness examination model for Western Alliance Bank's residential mortgage lending units. The Credit Risk Review Manager will evaluate the quality of credit and counterparty risk management processes and controls, and identify areas...

  • Risk Management Specialist

    2 months ago

    Scottsdale, Arizona, United States AmTrust Financial Full time

    About the RoleThe Underwriter plays a critical role in the success of AmTrust Financial Services, administering the underwriting and servicing of renewal accounts for brokers and producers assigned within the territory. This position requires a strong understanding of commercial lines property and casualty insurance, as well as excellent analytical and...

  • Risk Management Director

    1 week ago

    Scottsdale, Arizona, United States Advisor Group Full time

    The Director of Third-Party Risk Management will lead the implementation, coordination, and administration of Advisor Group's TPRM program.This individual will collaborate with stakeholders in managing high-level risks arising from key third-party vendor relationships.The Director will set strategy for enhancing the overall program, develop oversight and...

  • Insurance Risk Manager

    2 weeks ago

    Scottsdale, Arizona, United States AmTrust Financial Services, Inc. Full time

    The Insurance Risk Manager at AmTrust Financial Services, Inc. is responsible for administering the underwriting and servicing of renewal accounts for brokers and producers assigned within the territory. This involves upholding the standards of the AmTrust organization and reviewing individual risks with assigned brokers to decline or accept business based...

  • Product Manager

    1 week ago

    Scottsdale, Arizona, United States Paradox Full time

    About the RoleWe are seeking a highly skilled Product Manager to lead our messaging and compliance efforts. As a key member of our product team, you will be responsible for championing messaging across our platform, ensuring compliance with regulatory standards, and developing a roadmap aligned to product and company objectives.Key ResponsibilitiesPartner...

  • Credit and Energy Risk Analyst

    2 days ago

    Scottsdale, Arizona, United States Clearway Energy, Inc. Full time

    Role Overview:The Credit and Energy Risk Analyst will play a crucial role in supporting the risk management of energy marketing and trading activities across Clearway's portfolio of renewable and conventional generation assets. This position will perform both counterparty credit risk and market risk management, as well as ensure compliance with risk policies...

  • Compliance Manager

    1 week ago

    Scottsdale, Arizona, United States Trulieve Full time

    Job Title: Senior Compliance ManagerDepartment: ComplianceReports To: National Compliance DirectorFLSA Status: ExemptROLE SUMMARY:The Senior Compliance Manager plays a critical role in ensuring ongoing compliance with federal, state, and local employment-related laws to support the development of compliance programs, policies, reporting, and practices for...

  • Risk Management Specialist

    2 weeks ago

    Scottsdale, Arizona, United States AmTrust Financial Services, Inc. Full time

    Job SummaryWe are seeking a highly skilled Risk Management Specialist to join our team at AmTrust Financial Services, Inc. The ideal candidate will have a strong background in commercial lines property and casualty experience, with a focus on excess casualty coverage and risk selection.Key ResponsibilitiesAdminister underwriting and servicing of renewal...

  • Corporate Project Manager

    2 weeks ago

    Scottsdale, Arizona, United States Odle Management Full time

    Job SummaryWe are seeking a highly skilled Corporate Project Manager to join our team at Odle Management. This role will be responsible for overseeing Finance and Administration projects from start to finish, ensuring timely completion and meeting project objectives.Key ResponsibilitiesManage procurement processes, including vendor selection, contract...

  • Compliance Expert

    3 weeks ago

    Scottsdale, Arizona, United States GTN Technical Staffing and Consulting Full time

    Senior Compliance AnalystGTN Technical Staffing and Consulting is seeking a seasoned Senior Compliance Analyst to join our team and play a crucial role in ensuring our operations align with all regulatory requirements.Key Responsibilities:Maintain and review regulatory compliance documentation and processes to ensure accuracy and relevance.Analyze and...

  • Compliance Specialist

    3 weeks ago

    Scottsdale, Arizona, United States GTN Technical Staffing and Consulting Full time

    Senior Compliance AnalystGTN Technical Staffing and Consulting is seeking a seasoned Senior Compliance Analyst to join our team and play a crucial role in ensuring our operations align with all regulatory requirements.Key Responsibilities:Maintain and review regulatory compliance documentation and processes to ensure accuracy and relevance.Analyze and...

  • Senior Compliance Project Manager

    3 weeks ago

    Scottsdale, Arizona, United States CVS Health Full time

    Job SummaryWe are seeking a highly skilled Senior Analyst to join our Corporate Compliance PBM Business Compliance Office (BCO) team at CVS Health. As a Senior Analyst, you will play a critical role in supporting the CVS Health Corporate Compliance Market Conduct Exam team with exam work and deliverables. Your expertise will be instrumental in facilitating...

  • Senior Compliance Analyst

    2 weeks ago

    Scottsdale, Arizona, United States GTN Technical Staffing and Consulting Full time

    Senior Compliance Analyst (Insurance)We are seeking an experienced Senior Compliance Analyst to join our team at GTN Technical Staffing and Consulting in Scottsdale, Arizona. This role is vital to maintaining compliance in a highly regulated industry, specifically within life insurance ensuring all operations align with all regulatory requirements. You will...

  • Risk Management Leader for West Region

    1 week ago

    Scottsdale, Arizona, United States Selective Insurance Full time

    About Selective InsuranceWe're a midsized U.S. domestic property and casualty insurance company with a history of strong, consistent financial performance for nearly 100 years.Our TeamOur Risk Management Team is responsible for leading the way in identifying and mitigating risks across the West Region. As a key member of this team, you'll work closely with...

Risk and Compliance Manager

2 months ago

Scottsdale, Arizona, United States Early Warning Services, LLC Full time
About the Role

Early Warning Services, LLC is seeking a highly skilled Risk and Compliance Manager to join our team. As a Risk and Compliance Manager, you will play a critical role in ensuring the quality of our control environment across the first line of defense.

Key Responsibilities
  • Perform validation of identified controls to ensure they have adequate governance, evidence of execution, and appropriate monitoring and escalation.
  • Independently identify risk through undefined processes or ways that are not pre-determined.
  • Document validation results, prepare work papers to evidence validation methods, and draft final reports for customers summarizing validation results.
  • Ensure issues are properly reported to business areas and remediated appropriately.
  • Perform and support detailed data analysis to include trending and issue identification.
  • Identify emerging risks, process improvements, or areas for increased training through the analysis of results.
  • Responsible for building and maintaining relationships with business partners while adhering to the highest ethical standards required for independent validation.
  • Manage work across organizational lines to achieve results and manage competing priorities.
  • Support procedure reviews and document updates.
  • Exhibit excellent verbal and written communication skills; develop communications (written and presented) to support findings.
  • Assist with compiling metrics.
  • Provide effective challenge to the business where appropriate.
  • Demonstrate problem-solving and analysis skills with attention to detail.
  • Support the company's commitment to protect the integrity and confidentiality of systems and data.
Requirements
  • Bachelor's degree in Computer Science, Business Administration, Finance, Accounting or related field.
  • Four or more years of audit, operational risk or other risk management experience or four or more years testing and quality assurance experience, preferably with a financial institution.
  • Expertise in ISO 27002, PCI DSS 3.2 or current, NIST 800-53a, SIG, FFIEC handbooks, SOC2 Type II, GLBA, FCRA.
  • Technical experience with security-related technologies including firewalls, IDS, vulnerability management, anti-virus, data loss prevention, two factor authentication, and VPN.
  • Excellent communication skills and ability to influence and guide others.
  • Strong relationship building skills.
  • Highly organized, detail oriented combined with excellent analytical and technical skills.
  • Proficient in Microsoft Excel and PowerPoint.
Preferred Qualifications
  • Two plus years of operational risk management or testing and quality assurance experience, preferable with a financial institution.
  • Certification in one of CISA, CISM, CISSP, CCSP, CRISC, GSNA, CGIH, or equivalent.
  • Experience writing test scripts.
  • Experience with Risk and Control Assessments.
  • Project or Process management experience.