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Compliance Officer

2 months ago

Los Angeles, California, United States Lendistry Full time
About Lendistry

Lendistry is a leading national employer and a Community Development Financial Institution (CDFI) and Community Development Entity (CDE) certified organization. Our mission is to provide economic opportunities and progressive growth for small business owners and their underserved communities through financing and financial education.

Job Summary

We are seeking an exceptional Compliance Officer to join our team. The successful candidate will be responsible for developing, implementing, and overseeing aspects of Lendistry's regulatory compliance program.

Key Responsibilities
  • Stay up-to-date with emerging changes to laws, regulations, supervisory guidance, trends, and industry best practices, and assess their potential impact on the company's products and services.
  • Monitor compliance with laws, regulations, company policies, and contractual obligations to maintain a robust compliance program that aligns with relevant laws, regulatory requirements, contractual obligations, and industry standards.
  • Perform or assist in compliance program testing, monitoring, and audits to assess adherence to compliance obligations.
  • Assist in the annual review and update of compliance policies and related procedures.
  • Help design and implement cutting-edge BSA/AML, sanctions, and consumer protection compliance policies tailored specifically for the unique and evolving challenges within the Fintech space.
  • Assist in the identification of compliance risks, red flags, and help develop compliance risk controls and mitigation plans.
  • Serve as the subject matter expert on data privacy-related laws to assist in the continued improvement of the company's privacy program.
  • Support cross-functional teams in the ideation, development, review, and update of the company's products and related policies, processes, and reporting.
  • Conduct compliance risk assessments to identify potential areas of compliance vulnerability and risk, and develop and implement corrective action plans for issue resolution.
  • Drive the execution of compliance objectives and goals.
Requirements
  • Proficiency in consumer lending, mortgage, and commercial lending laws and regulations.
  • Expertise in handling matters involving BSA/AML, OFAC, ECOA, EFTA/Reg E, UDAAP, FCRA, TCPA, FDCPA, MLA, SCRA, TILA, Reg Z, and other federal and state lending, servicing, data privacy, and data security laws and regulations.
  • Mortgage industry standards (e.g., FNMA, FHLMC, FHA, VA, HUD, and Fair Lending Guidelines) and lending guidelines (e.g., Conventional, FHA, VA, Non-QM, etc.).
  • Ability to analyze and interpret complex regulatory frameworks and to effectively design, implement, and manage key compliance programs such as auditing, training, reporting, and operations.
  • Analytical and problem-solving experience with the ability to deep dive into details while maintaining a strong focus on quality assurance of output.
  • Comfortable balancing multiple, competing priorities and changes in scope/direction with attention to detail and a high degree of personal accountability, quality, accuracy, integrity, and trust.
  • Experience with implementation and administration of GRC Software.
  • Demonstrated change management knowledge and application.
  • Advanced degree (JD, MBA).
  • 8+ years' experience in a compliance role in a Fintech, financial services firm, or bank, with extensive knowledge of the regulatory environment in consumer lending, mortgage, commercial lending, payments, privacy, and cybersecurity.
  • Entrepreneurial mindset and the demonstrated ability to work cross-functionally and collaboratively with internal stakeholders.
  • Exceptional written and verbal communication skills.
  • Exceptional leadership and relationship management skills.
  • Strong critical and analytical thinking, decision-making, and innovative problem-solving skills.
  • Ability to adapt in challenging and changing situations, comfortable dealing with ambiguity and uncertainty.
  • Ability to prioritize and handle multiple projects across multiple business units at one time.
  • Training in process management methodology (e.g., Sigma certification) preferred.
Salary

$170,000 - $200,000/annually, depending on experience and location.

Lendistry is an Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities.