Lead Internal Audit Specialist

2 weeks ago


Jersey City, New Jersey, United States Oliver James Associates Full time


Oliver James Associates is representing a prominent financial services organization seeking a Senior Internal Auditor to enhance the efficiency of their control frameworks, encompassing governance, operational, financial, risk management, and internal control processes.


Key Responsibilities:
Assist the internal audit team in fulfilling their obligation to evaluate the Company's SOX and MAR controls.
Contribute to the formulation and implementation of a risk-based Internal Control over Financial Reporting (ICFR) and Reporting audit strategy.
Evaluate the design and operational effectiveness of controls for both new and existing business processes as required.

Oversee all stages of the audit process, including scope determination, audit planning, fieldwork and testing, discussion and documentation of findings, and report generation.

Ensure adherence to the audit plan in accordance with departmental methodologies and standards.

Maintain ongoing communication with management to follow up on previously identified audit issues, along with executing testing to confirm resolution.

Effectively communicate audit findings or other significant messages to various stakeholders, including senior management and audit leadership, while advising on emerging industry or regulatory matters that may influence audit coverage.

Regularly update the business risk and control environment assessments, incorporating key risks and controls through periodic client meetings, ad-hoc walkthroughs, monitoring of key business metrics, and data analytics.

Engage with regulators for examinations, status updates, and other inquiries as necessary.
Some travel may be required.

Qualifications:
Minimum of 3 years of relevant internal or external audit experience.
Bachelor's or Master's Degree in Accounting or a related field.
A recognized professional certification (e.g., CPA, CIA, CISA, CRISC, CISSP) is expected.
Experience in evaluating SOX controls and familiarity with the COSO 2013 framework.
Exceptional verbal and written communication skills, with a proven ability to engage with senior management.
Comprehensive understanding of the internal audit process, including risk assessments, planning, scheduling, reporting, and continuous auditing.
Ability to manage multiple projects simultaneously using strong project management skills.
Demonstrated independent and critical thinking skills, with the ability to identify key risk areas and effectively communicate insights to diverse audiences.
Exhibit thoughtful and decisive behavior in challenging situations.
A strategic mindset that fosters a culture of intellectual curiosity.
Experience with auditing that utilizes data analysis tools is advantageous (e.g., MS Excel tools, Access, ACL/Galvanize, IDEA, Qlikview, Tableau, etc.).
Experience in the financial services or insurance sectors is a plus.

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