Regulatory Risk Manager in Global Markets
3 days ago
We are looking for an experienced Compliance professional to join our team in the Global Markets Division.
The ideal candidate will have a strong background in regulatory compliance, excellent analytical skills, and the ability to communicate complex information effectively.
This role involves developing and implementing Compliance strategies, analyzing regulatory data, and collaborating with cross-functional teams.
- Oversee daily Compliance functions for Global Markets Division staff
- Conduct regular risk assessments and provide recommendations for improvement
- Design and deliver Compliance training programs for Equities and Prime Services teams
- Collaborate with stakeholders to develop and maintain Compliance policies and procedures
- Support regulatory examinations, audits, and inquiries
We value diversity, equity, and inclusion in our hiring process, seeking candidates with diverse backgrounds and perspectives.
We offer a competitive salary range of $115,000 - $145,000 per year, depending on experience.
Estimated salary: $130,000.
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