Senior Manager of Financial Compliance

1 week ago


Chicago, Illinois, United States Robinhood Full time
About the Role

We are seeking a highly skilled and experienced Senior Manager of Financial Compliance to join our team at Robinhood. As a key member of our compliance team, you will be responsible for overseeing the execution of our Anti-Money Laundering (AML) program, ensuring the effective detection of suspicious activity, and providing periodic updates on the state of the AML program to key partners.

Key Responsibilities
  • Maintain a risk-based AML program and relevant systems and controls
  • Closely collaborate with various stakeholders to monitor and design an effective AML compliance program and ensure controls are implemented to mitigate risk
  • Partner with the Head of Financial Crimes to ensure role-specific AML training is periodically delivered and ensure our AML policies reflect evolving regulatory requirements
  • Escalate potential findings to the Chief Compliance Officer
  • Act as a Subject Matter Expert (SME) in payments-related AML investigations; provide direction and assistance on AML alert dispositions
  • Provide guidance and advisory to Product and Engineering teams on AML Compliance requirements and product design features
  • Build consensus with the Financial Crimes, Account Servicing, Product, Engineering, and Fraud teams to drive targeted initiatives
  • Partner with fraud teams to ensure effective administration and reporting for the Identity Theft Protection Program
Requirements
  • Bachelor's Degree or equivalent experience in a related field
  • 7+ years working in regulatory compliance/AML investigations, preferably in banking, credit cards, or payments, including at least 3 years in a management role
  • Extensive knowledge of AML regulations and risk identification capabilities
  • CAMS or other related certification
  • Consistent track record of engaging regulators to demonstrate strong risk management
  • Strong operations background, writing, and analytical skills
  • Excellent written and oral communication skills
  • Keen attention to detail, quality, performance metrics, and process improvements
  • Self-starter with ability to work independently
What We Offer
  • Market competitive and pay equity-focused compensation structure
  • 100% paid health insurance for employees with 90% coverage for dependents
  • Annual lifestyle wallet for personal wellness, learning, and development, and more
  • Lifetime maximum benefit for family forming and fertility benefits
  • Dedicated mental health support for employees and eligible dependents
  • Generous time away including company holidays, paid time off, sick time, parental leave, and more
  • Lively office environment with catered meals, fully stocked kitchens, and geo-specific commuter benefits


  • Chicago, Illinois, United States Opportunity International Full time

    Senior Grants Accountant plays a vital role at Opportunity International, ensuring the effective oversight of grant and contract finances. This position encompasses financial advisory services, compliance assessment, and comprehensive reporting to diverse stakeholders. Key responsibilities include:Financial oversight and managementDetailed reporting and...


  • Chicago, Illinois, United States Creative Financial Staffing Full time

    Senior Accountant Job DescriptionWe are seeking a highly skilled Senior Accountant to join our team at Creative Financial Staffing. As a Senior Accountant, you will play a critical role in assisting with the preparation of financial statements, including profit and loss statements, account reconciliations, and financial analysis.Key Responsibilities:Assist...


  • Chicago, Illinois, United States Creative Financial Staffing Full time

    Senior Accountant Job DescriptionOur client, a reputable private equity firm, is seeking a highly skilled Senior Accountant to join their dynamic team. This esteemed organization has experienced significant growth, nearly doubling in size over the past two years, offering exceptional career advancement opportunities.Key Benefits:Collaborative Culture: A fun...


  • Chicago, Illinois, United States Creative Financial Staffing Full time

    Senior Accountant OpportunityWe are seeking a skilled Senior Accountant to join our dynamic team at Creative Financial Staffing.Why Work with Us:Hybrid work model for flexibilityCompetitive salary and benefits packageOpportunities for professional growth and developmentCollaborative and supportive work environmentChance to make a significant impact in a...


  • Chicago, Illinois, United States Creative Financial Staffing Full time

    Senior Accountant OpportunityWe are seeking a skilled Senior Accountant to join our dynamic team at Creative Financial Staffing.Why Work with Us:Hybrid work model for flexibilityCompetitive salary and benefits packageOpportunities for professional growth and developmentCollaborative and supportive work environmentChance to make a significant impact in a...


  • Chicago, Illinois, United States Creative Financial Staffing Full time

    Chief Financial OfficerCreative Financial Staffing is seeking a seasoned Chief Financial Officer to lead our client's financial operations. As a key member of the executive leadership team, the CFO will provide strategic financial direction to support the organization's mission and long-term sustainability.Key Responsibilities:Financial Strategy &...


  • Chicago, Illinois, United States Creative Financial Staffing Full time

    Senior Accountant Job DescriptionAre you a detail-oriented and organized accounting professional looking for a challenging role in a dynamic manufacturing company? We are seeking a Senior Accountant to join our team at Creative Financial Staffing.About the RoleThe Senior Accountant will be responsible for assisting with the monthly, quarterly, and annual...


  • Chicago, Illinois, United States Creative Financial Staffing Full time

    Chief Financial OfficerCreative Financial Staffing is seeking a seasoned Chief Financial Officer to lead our client's financial operations. The ideal candidate will possess a strong background in nonprofit finance, with expertise in financial strategy, budgeting, and compliance.Key Responsibilities:Develop and execute financial strategies to support the...


  • Chicago, Illinois, United States Lutheran School of Theology at Chicago Full time

    **Job Summary**The Lutheran School of Theology at Chicago seeks a highly skilled Senior Staff Accountant to join its Finance Office team. As a key member of the team, the Senior Staff Accountant will be responsible for overseeing student account data, reconciling general ledger accounts, and performing other related tasks.**Key Responsibilities**Prepare and...


  • Chicago, Illinois, United States Creative Financial Staffing Full time

    {"title": "Senior Accountant", "company": "Creative Financial Staffing", "description": "About the CompanyOur client is a rapidly growing healthcare organization that is seeking a Senior Accountant to join their team. The company has experienced significant success in recent years and is looking for a candidate with a strong accounting background to help...


  • Chicago, Illinois, United States Strate Full time

    Senior Project Accountant Opportunity at StrateA prominent general contractor is seeking a highly skilled Senior Project Accountant to manage project budgets and costs, analyze financials, and ensure compliance with accounting standards.Key Responsibilities:Manage project budgets and costs to ensure accurate financial reportingAnalyze project financials to...

  • Financial Manager

    3 weeks ago


    Chicago, Illinois, United States Creative Financial Staffing Full time

    Property Accounting Manager Job DescriptionWe are seeking a highly skilled Property Accounting Manager to join our team at Creative Financial Staffing. As a Property Accounting Manager, you will be responsible for overseeing the financial aspects of our client's properties, ensuring accurate financial reporting and compliance with accounting standards.Key...


  • Chicago, Illinois, United States Creative Financial Staffing Full time

    Senior Financial Analyst Position at Creative Financial StaffingAbout the Role:The Senior Financial Analyst will play a key role in assisting senior leadership in the preparation of monthly financial summaries and key performance indicators.Collaborate with key department and operations leaders to develop detailed annual budgets and periodic...

  • Financial Manager

    2 weeks ago


    Chicago, Illinois, United States Creative Financial Staffing Full time

    Accounting Manager OpportunityCreative Financial Staffing is seeking an experienced Accounting Manager to join its accounting team. This is a fantastic opportunity to work for a company that promotes personal and professional growth.Why Work for Creative Financial Staffing?Opportunities for growth and development within the companyHybrid work schedule for...


  • Chicago, Illinois, United States Creative Financial Staffing Full time

    Senior Financial AnalystCreative Financial Staffing is seeking a highly skilled Senior Financial Analyst to join our team. As a key member of our finance department, you will play a critical role in providing financial insights and analysis to support business decisions.Responsibilities:Develop and maintain financial models to forecast revenue and...


  • Chicago, Illinois, United States Lutheran School of Theology at Chicago Full time

    Job SummaryLutheran School of Theology at Chicago seeks a highly skilled Senior Staff Accountant to join its Finance Office team. The successful candidate will be responsible for overseeing student account data, reconciling general ledger accounts, and performing other related tasks.Key ResponsibilitiesPrepare and record journal entries for month-end close,...


  • Chicago, Illinois, United States Creative Financial Staffing Full time

    Director of Finance and Accounting Job DescriptionWe are seeking a highly skilled and experienced Director of Finance and Accounting to join our team at Creative Financial Staffing. The successful candidate will be responsible for overseeing and managing the financial and accounting functions of our organization, ensuring accurate and timely financial...


  • Chicago, Illinois, United States Creative Financial Staffing Full time

    Unlock Your Potential as a Senior Financial AnalystAbout the Role:Assist in crafting monthly financial summaries and key performance indicators for senior leadership to inform strategic decisions.Collaborate with key department and operations leaders to develop detailed annual budgets and periodic forecasts, driving business growth and success.Maintain,...


  • Chicago, Illinois, United States Creative Financial Staffing Full time

    About the CompanyCreative Financial Staffing is a leading provider of financial staffing solutions. Our client is a rapidly growing healthcare organization that is seeking a Senior Accountant to join their team.Reasons to Work HereRemote work scheduleStrong medical, dental, and vision benefitsStrong 401(k) planDiscretionary bonusExciting team culture and...


  • Chicago, Illinois, United States Creative Financial Staffing Full time

    About the CompanyCreative Financial Staffing is a leading provider of financial staffing solutions. Our client is a rapidly growing healthcare organization that is seeking a Senior Accountant to join their team.Reasons to Work HereRemote work scheduleStrong medical, dental, and vision benefitsStrong 401(k) planInsurance optionsDiscretionary bonusExciting...