Insurance Compliance Specialist

1 day ago


San Ramon, California, United States The Surplus Line Association of California Full time
Job Title: Insurance Compliance Specialist

The Surplus Line Association of California (SLA) is seeking a highly skilled Insurance Compliance Specialist to join our team. As a key member of our organization, you will be responsible for ensuring compliance with California laws and regulations related to surplus lines insurance.

Responsibilities:
  • Develop and maintain a deep understanding of California's transaction filing requirements for surplus lines placements.
  • Collaborate with various departments to achieve compliance goals and provide general support for educational services to the members of the Surplus Line Association of California (SLA).
  • Provide expertise in using the Surplus Lines Information Portal (SLIP) for electronically submitting policy information to the Surplus Line Association (SLA).
  • Lead updates and maintenance of SLIP filing procedures, guidelines, FAQs, tutorials, and training materials.
  • Support brokers and filers in troubleshooting and resolving issues with policy filings through the SLIP system.
  • Advise on filing requirements, procedures, and actions needed to address non-compliance.
  • Educate brokers about the efficient and secure methods available for submitting policy filings and strategies to reduce filing errors and delays.
  • Work with the Data Analysis, Legal Compliance, and other SLA staff to identify, research, and resolve operational procedures related to broker policy filings.
  • Assist the Director of Education Services and SLA Education & Compliance Committee in efforts to serve the broker-agent community, the California Department of Insurance, and other stakeholders.
  • Support the creation, production, and administration of continuing education programs, including live and on-demand courses.
Qualifications:
  • Must be a California resident
  • Bachelor's Degree
  • Insurance Background Preferred
Benefits & Perks:
  • Medical, Dental, and Vision insurance
  • Educational and Professional Development
  • 401(k) matching and Roth IRA
  • Paid Time Off

The Surplus Line Association of California is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state, or local laws.



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