Strategic Compliance Risk Management Officer
3 weeks ago
Citigroup, Inc. is seeking a highly skilled Senior Research, Marketing and Content Compliance Officer to join our team in New York. The ideal candidate will have extensive experience in compliance risk management and be proficient in designing and implementing effective risk mitigation strategies.
Job Summary
We are looking for a seasoned professional to oversee the establishment of internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation. As a key member of our Independent Compliance Risk Management (ICRM) team, you will work closely with other teams to develop and apply ICRM program solutions that meet the Research, Marketing and Content businesses and customer needs. Your primary responsibilities will include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to the Research, Marketing and Content products and services, and creating a robust control framework for the newly created Marketing and Content Office.
Key Responsibilities
- Designing, developing, delivering, and maintaining best-in-class Compliance programs, policies, and practices for ICRM.
- Serving as a subject matter expert on Citi's Compliance programs and providing expert guidance on function/business/product regulations.
- Staying abreast of relevant changes to rules/regulations and other industry news.
- Overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to the supported function/business/product.
Requirements
- 6-10+ years' experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof.
- Expertise in Compliance laws, rules, regulations, risks, and typologies.
- Excellent written, verbal, and analytical skills.
- Awareness of regulatory requirements including local and US laws, international, and industry standards.
Salary Range: $176,720.00 - $265,080.00 per annum
Benefits
- Competitive employee benefits package including medical, dental & vision coverage, 401(k), life, accident, and disability insurance, and wellness programs.
- Paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays.
-
Compliance Officer
2 weeks ago
New York, New York, United States TD Bank Group Full timeCompliance Officer - Risk Management RoleTD Bank Group is seeking a highly skilled Compliance Officer to join our Risk Management team. As a Compliance Officer, you will be responsible for ensuring the company's compliance with regulatory requirements, identifying areas for process improvement, and providing recommendations for change. If you have a passion...
-
Strategic Risk Manager
2 weeks ago
New York, New York, United States Scotiabank Full timeAt Scotiabank, we're seeking a highly skilled Strategic Risk Manager to join our team. As a key member of our Global Banking and Markets division, you'll play a critical role in ensuring the effective management of IT risk across our operations.About the Role:The Strategic Risk Manager will be responsible for championing a customer-focused culture,...
-
Risk and Compliance Officer
2 days ago
New York, New York, United States US Tech Solutions Full timeJob DescriptionThis role involves managing risk and compliance within the Operations function of Investment Management. The position requires a proactive and strategic thinker who can identify, assess, and mitigate risks while ensuring adherence to regulatory requirements.Responsibilities include:Developing and implementing risk management strategies and...
-
Compliance Risk Officer
2 weeks ago
New York, New York, United States Citigroup, Inc. Full timeThe role of a VP, Compliance Product Officer at Citigroup, Inc. is to serve as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM).Key Responsibilities:Assist with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.Design and deliver a risk...
-
Strategic Technology Risk Manager
15 hours ago
New York, New York, United States Capital One Full timeRole Overview:This role is a key member of the Enterprise Services Business Risk Office, providing risk management support to various lines of business. The successful candidate will apply their tech and cyber risk management expertise to lead high-profile risk management projects.Key Responsibilities:Serve as a strategic technology risk manager for...
-
Chief Risk Officer
1 month ago
New York, New York, United States Corporate Risk Solutions, LLC Full timeCompany Overview: Corporate Risk Solutions, LLC is a leading risk management and insurance advisory firm dedicated to the private equity and alternative investment community. With a global presence and headquarters in New York, our clients include over 90 private equity, hedge funds, distressed investors, and hundreds of underlying portfolio company assets...
-
Senior Compliance Officer
3 weeks ago
New York, New York, United States Citigroup, Inc. Full timeAbout the RoleCitigroup, Inc. is looking for a highly skilled Senior Compliance Officer - Risk Management to lead its Compliance Data & Systems Transformation Workstream. The successful candidate will be responsible for remediation of Consent Order gaps by implementing best-in-class Compliance systems and tools to enable effective management of compliance...
-
Senior Risk and Compliance Manager
2 weeks ago
New York, New York, United States Vail Resorts Full timeAbout the RoleWe are looking for a highly skilled Senior Risk and Compliance Manager to join our team at Vail Resorts. As a critical member of our IT Extended Leadership team, you will be responsible for developing and implementing strategic, risk-based programs to protect our organization and its stakeholders while supporting our strategic objectives.The...
-
Chief Risk Officer
3 weeks ago
New York, New York, United States Flores Financial Services Inc. Full timeAbout Flores Financial Services Inc., a leading provider of financing solutions for foreign buyers of U.S. goods and services, we are seeking an experienced Chief Risk Officer to lead our risk management function. This is a high-profile role that reports directly to the President and CEO and has a significant impact on the company's strategic direction.Key...
-
Credit Risk
3 weeks ago
New York, New York, United States Yoh, A Day & Zimmermann Company Full timeCompany OverviewYoh, A Day & Zimmermann Company, is a leading provider of staffing and recruitment services. With over 75 locations throughout North America, we offer a wide range of job opportunities across various industries.About the JobWe are seeking an experienced Credit Risk & Compliance Officer to join our team in New York City, Pittsburgh, or...
-
Compliance and Risk Management Leader
2 weeks ago
New York, New York, United States Marsh & McLennan Companies, Inc. Full timeAbout the JobWe are seeking an experienced Compliance and Risk Management Leader to join our team at Marsh McLennan. As a key member of our Legal and Compliance team, you will play a critical role in ensuring the integrity and security of our operations.Key ResponsibilitiesDevelop and execute a strategic vision for compliance programs that effectively manage...
-
Chief Information Security Officer
2 weeks ago
New York, New York, United States Michael Page Full timeJob SummaryAs the Chief Information Security Officer - Risk and Compliance, you will play a critical role in ensuring the security and integrity of our organization's technology infrastructure.This senior leadership position involves providing strategic direction and oversight to ensure that our technology risks are properly assessed and mitigated. You will...
-
Compliance Officer
2 weeks ago
New York, New York, United States One Ten Associates Full timeWe are seeking a seasoned Compliance Associate to join our team at One Ten Associates in New York.As a Compliance Associate, you will be part of our dynamic compliance team and work closely with the Chief Compliance Officer. Your role will involve providing regulatory advice to the business, overseeing the Code of Ethics process, and reviewing marketing...
-
Senior Compliance Officer, Risk Management
2 weeks ago
New York, New York, United States Wedbush Securities Full timeAbout the RoleWe are seeking an experienced Senior Compliance Officer to join our team at Wedbush Securities. In this role, you will oversee controls designed to mitigate conflicts of interest, protect confidential information, and preserve the integrity of our firm's information barriers.This is a hybrid role that can be based in Los Angeles or New York...
-
Strategic Risk Advisor
3 days ago
New York, New York, United States Citigroup Full timeKey ResponsibilitiesThe Strategic Risk Advisor will be responsible for providing strategic advice on risk management to senior leadership teams across the organization. This includes analyzing complex business risks, developing risk mitigation strategies, and providing guidance on regulatory compliance. The ideal candidate will have a strong understanding of...
-
Compliance and Risk Management Professional
3 weeks ago
New York, New York, United States Thoropass Full timeDive into Compliance and Risk Management with ThoropassWe are on a mission to transform the industry by combining simple software with expert guidance. As a Compliance and Risk Management Professional, you will play a vital role in spearheading the implementation of our end-to-end security and compliance solution.Your key responsibilities will...
-
Compliance and Risk Management Leader
3 weeks ago
New York, New York, United States Northwestern Mutual Life Insurance Company Full timeAbout the RoleThis highly influential position drives strategic initiatives across the division, ensuring seamless execution and effective decision-making. The successful candidate will have a minimum of 7 years' experience in leadership roles within information security organizations.Main Responsibilities:Strategic Planning:Directs the development and...
-
Compliance Risk Manager
1 month ago
New York, New York, United States eFinancialCareers Full timeWe are seeking a highly motivated and entrepreneurial individual to play a strategic role in running the day-to-day compliance program as we continue to build an industry leading team at eFinancialCareers.This key hire will be responsible for ensuring that our firm operates within the boundaries of regulatory requirements, maintaining a culture of integrity...
-
Financial Crime and Compliance Officer
3 weeks ago
New York, New York, United States Deutsche Bank Full timeRole SummaryThis role will focus on managing large-scale cross-divisional/multiple geographies regulatory programs across the full project lifecycle. You will have extensive experience in managing projects to address complex and multi-jurisdictional regulatory requirements. Your skills will include ability to proactively identify and assess risks within a...
-
Strategic Risk Management Professional
3 weeks ago
New York, New York, United States Citigroup, Inc. Full timeDescription of the Job: The Strategic Risk Management Professional will play a critical role in evaluating and mitigating risks associated with credit decisions. This position requires a high level of analytical skill, attention to detail, and the ability to communicate complex ideas effectively. As a member of the credit underwriting team, you will work...