Senior Risk and Compliance Manager

At Michael Page, we are seeking an experienced Senior Risk Management and Compliance Specialist to join our team in Treasury Middle Office. This is a unique opportunity for a talented professional with expertise in risk management and compliance to work with one of the largest foreign banking entities globally.We offer a highly competitive salary package...

About the RoleCitigroup, Inc. is looking for a highly skilled Senior Compliance Officer - Risk Management to lead its Compliance Data & Systems Transformation Workstream. The successful candidate will be responsible for remediation of Consent Order gaps by implementing best-in-class Compliance systems and tools to enable effective management of compliance...

About the RoleThe Senior Manager will assist in establishing a framework for identifying, analyzing, assessing, measuring, and reporting compliance risks across Bank's U.S. operations. The Senior Manager will be expected to work closely with the Compliance teams in developing, implementing, and maintaining compliance risk management and metrics. The role...

Job Overview:We are seeking a seasoned compliance professional to join our team as a VP of Investment Banking Compliance in the Americas. This role will provide guidance on business trading inquiries, identify and assess regulatory, market conduct, and compliance risks for the Equity Capital Markets team.About the Role:Provide expert advisory on complex...

We are seeking a highly skilled Compliance Risk Management Specialist to join our team at Citigroup, Inc.The successful candidate will have a strong background in compliance laws, rules, regulations, risks, and appropriate controls. They will be responsible for directing the design, development, delivery, and maintenance of best-in-class compliance programs,...

Job OverviewThe Compliance Advisor Senior Manager plays a vital role in ensuring the Capital One Securities business operates within regulatory guidelines. As a key member of the Compliance Management Program, this individual will provide expert guidance to ensure effective risk management and regulatory compliance.About the RoleThis senior-level position...

Job SummaryCitigroup is seeking a highly skilled Compliance Risk Management Specialist to join our team. As a key member of our organization, you will be responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation. Your primary focus will be on designing and delivering a...

Citigroup, Inc. seeks a skilled Senior Compliance Analyst to join its Banking and International Compliance Risk Management (ICRM) programs team.Job DescriptionThe successful candidate will be responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.Assist in the...

Peloton is seeking a Risk Management and Compliance Lead to oversee our Sarbanes-Oxley (SOX) compliance efforts. This role will be responsible for ensuring the timely execution of the SOX User Access Review process, which involves designing, implementing, and monitoring UAR processes to ensure user access complies with organizational policies and regulatory...

Job SummaryWe are seeking a highly experienced Senior Manager, Compliance Risk Analytics and Reporting to join our team. The successful candidate will be responsible for developing and implementing a framework for identifying, analyzing, assessing, measuring, and reporting compliance risks across the Bank's U.S. operations. They will also work closely with...

At Larson Maddox, we are seeking a Director of Compliance who can develop and implement a robust compliance program that aligns with our company values and goals. As a member of our legal and compliance team, you will work closely with senior leadership and stakeholders to ensure effective compliance with regulatory standards.Your responsibilities will...

Weaver, a full-service national accounting, advisory and consulting firm, seeks a Manager or Senior Manager to join its growing Asset Management Consulting group. This role will be part of the larger Governance, Risk, and Compliance practice.The ideal candidate has experience with investment operations and a deep understanding of asset classes and regulatory...

About the RoleWe are seeking an experienced Senior Compliance Officer to join our team at Wedbush Securities. In this role, you will oversee controls designed to mitigate conflicts of interest, protect confidential information, and preserve the integrity of our firm's information barriers.This is a hybrid role that can be based in Los Angeles or New York...

Job OverviewCitigroup, Inc. is seeking a senior Regulatory Compliance Officer to lead the establishment of internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation. The ideal candidate will design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and...

As a Senior Business Analyst in our Investment Management Governance Office, you will be part of a high-performing team dedicated to delivering exceptional results. Your primary responsibility will be to analyze and evaluate current risk management practices relating to Fiduciary activities across the organization, ensuring compliance with regulatory...

About the Role:We are seeking an experienced Senior Business Risk Manager to join our team at Citigroup, Inc. The successful candidate will have a strong background in risk management, with 10+ years of experience in financial services, operational or enterprise risk management, compliance or other control function. The salary for this position is $150,000...

About UsCitigroup, Inc. is a global financial leader that provides a wide range of financial services to individuals, corporations, and governments.Our mission is to serve as a trusted partner to our clients by delivering innovative financial solutions that meet their evolving needs.Job DescriptionWe are seeking a highly skilled Compliance Risk Manager to...

About the Job: We are seeking a highly experienced Senior IT Risk Manager to join our Internal Audit department. The successful candidate will be responsible for leading IT audits, developing and executing audit plans, and collaborating with business stakeholders to identify and mitigate IT risks. As a key member of our team, you will play a critical role in...

Job Title: Senior Risk Management SpecialistThe role of the Senior Risk Management Specialist is to perform testing on the design and operating effectiveness of 3120 Supervisory Controls. This includes assessing whether legal, regulatory, and internal policy outcomes are met by the firm's Broker-Dealer legal entities and affiliates. The successful candidate...

About the RoleThis is an exciting opportunity to join Scotiabank's Global Banking and Markets division as a Senior Manager, Compliance Risk Analytics and Reporting. In this role, you will be responsible for ensuring the U.S. operations have robust compliance risk management processes in place. You will work closely with Compliance teams to develop,...