Corporate Securities Attorney
2 weeks ago
The Corporate Securities Attorney will oversee public company reporting and ensure compliance with securities laws while advising management on corporate governance best practices. The role requires leading legal aspects of capital markets transactions and providing strategic legal support for mergers and acquisitions.
This is a hybrid position requiring three onsite days per week and the rest remote. We are looking for an attorney with significant experience in corporate securities law and exceptional relationship-building and negotiation skills.
Responsibilities:- Securities Law Compliance and Reporting
- Manage all public company reporting and disclosure obligations, including the preparation and filing of Forms 10-K, 10-Q, 8-K, proxy statements, and Section 16 reports.
- Ensure compliance with federal and state securities laws, including Sarbanes-Oxley and Dodd-Frank regulations.
- Provide counsel on insider trading compliance, disclosure policies, and other SEC-related regulatory matters.
- Work with finance, investor relations, and external advisors to ensure accurate and timely disclosure of financial and non-financial information.
- Corporate Governance
- Advise management on corporate governance best practices, fiduciary duties, and shareholder relations.
- Manage corporate governance documentation, including drafting board resolutions, charters, bylaws, and preparing materials for board and committee meetings.
- Monitor and advise on evolving regulatory requirements affecting corporate governance and develop strategies to ensure compliance.
- Transactional and Strategic Support
- Lead legal aspects of capital markets transactions, including public and private equity and debt offerings, stock repurchase programs, and other financing activities.
- Provide legal support for mergers, acquisitions, joint ventures, and other strategic transactions, including conducting due diligence, negotiating transaction agreements, and managing closings.
- Work closely with cross-functional teams on transaction strategy, timelines, and integration planning.
- Other duties as assigned by manager.
- Minimum of 5 years of experience in corporate securities law, complex commercial transactions, and at least 3 years in an in-house public company or large law firm environment.
- Exemplary relationship-building, negotiation, drafting, and problem-solving skills; ability to manage complex matters with executive management and board-level stakeholders.
- Demonstrated success in managing public company reporting, corporate governance, and securities transactions.
- Licensed to practice law and in good standing under the Bar of any state that enables admission to practice as in-house counsel.
The expected base rate for this role is between $110,000 and $180,000. This role will also receive an annual incentive plan bonus and a long-term incentive.
Benefits for this role may include health insurance, pre-tax spending accounts, retirement benefits, paid time off, short-term and long-term disability, employee stock purchase plan, and life insurance.
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