Lending Compliance Specialist
7 days ago
We are seeking a skilled Lending Compliance Specialist to join our team. In this role, you will work within the Compliance Management Program framework to identify, assess, and provide expert advice on regulatory risk.
Key Responsibilities- Collaborating with internal stakeholders to mitigate compliance risks associated with sales, underwriting, and portfolio management processes.
- Leveraging strong analytical and communication skills to support compliance initiatives effectively.
- Developing and maintaining strong relationships with business leadership, Legal, Risk Office, and other stakeholders.
- Providing effective challenge and guidance on compliance risks and supporting the businesses through various interactions and forums.
- Bachelor's Degree or military experience.
- At least 3 years of experience in compliance, legal, or audit supporting commercial businesses.
- Ability to research, read, and interpret regulations and advise the business.
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Compliance Risk Manager
1 day ago
Richmond, Virginia, United States Capital One Full timeWe are looking for a highly skilled Compliance Advisor Manager to support our Commercial lending businesses in navigating complex regulatory landscapes.Responsibilities:Providing effective challenge and guidance on compliance risks and supporting the businesses through various interactions and forums including new initiativesLeading and reviewing compliance...
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Medical Compliance Specialist
1 day ago
Richmond, Virginia, United States Total Medical Compliance Full timeCompany OverviewTotal Medical Compliance (TMC) is a leading provider of medical and dental compliance consulting services. We help healthcare professionals achieve compliance with OSHA and HIPAA regulations.We provide comprehensive compliance programs, training, and support to ensure our clients meet regulatory requirements.
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Vice President, Marketplace Lending
4 weeks ago
Richmond, Virginia, United States ProspectBlue Full timeProspectBlue is partnered with a local banking client seeking a Vice President, Marketplace Lending & Operations to lead and scale lending operations within a fast-paced fintech and banking environment for 4-month contract — with potential for full-time conversion . This individual will drive strategic growth, operational efficiency, and partnership...
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Compliance Manager
7 days ago
Richmond, Virginia, United States Capital One Full timeCompliance Manager - Lending & Finance at Capital One summary:The Compliance Manager - Lending & Finance plays a critical role in risk management by advising Capital One's Commercial lending businesses on relevant laws and regulations. This position involves collaborating with internal stakeholders to mitigate compliance risks associated with sales,...
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Compliance Manager
2 days ago
Richmond, Virginia, United States Capital One Full timeCompliance Manager - Lending & Finance at Capital One summary:The Compliance Manager for Lending & Finance plays a critical role in advising Capital One's Commercial lending businesses on regulatory compliance and risk management. This position involves developing strong relationships with business leadership, anticipating compliance risks, and providing...
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Compliance Manager
3 weeks ago
Richmond, Virginia, United States Capital One Full timeCompliance Manager - Lending & Finance at Capital One summary:The Compliance Manager - Lending & Finance plays a crucial role in risk management by advising Capital One's Commercial lending businesses on laws and regulations. Responsibilities include providing expert guidance on compliance risks, maintaining relationships with stakeholders, and ensuring...
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Compliance Manager
4 weeks ago
Richmond, Virginia, United States Capital One Full timeCompliance Manager - Lending & Finance at Capital One summary:The Compliance Manager - Lending & Finance is responsible for overseeing compliance risk management within Capital One's commercial lending businesses. This role involves advising on regulatory requirements, developing relationships with business leaders, and ensuring adherence to laws and...
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Compliance Manager
4 weeks ago
Richmond, Virginia, United States Capital One Full timeCompliance Manager - Lending & Finance at Capital One summary:As a Compliance Manager specializing in Lending & Finance, I oversee compliance management for Capital One's Commercial lending businesses, ensuring adherence to applicable laws and regulations. My role involves advising on regulatory requirements, identifying compliance risks, and collaborating...
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Compliance Manager
4 weeks ago
Richmond, Virginia, United States Capital One Full timeCompliance Manager - Lending & Finance at Capital One summary:The Compliance Manager - Lending & Finance plays a crucial role in advising Capital One's Commercial lending businesses on adherence to laws and regulations. Responsibilities include assessing regulatory risk, providing expert guidance on compliance issues, and fostering strong relationships with...
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Compliance Manager
2 weeks ago
Richmond, Virginia, United States Capital One Full timeCompliance Manager - Lending & Finance at Capital One summary: The Compliance Manager - Lending & Finance oversees compliance for Capital One's Commercial lending businesses, ensuring adherence to applicable laws and regulations. This role involves advising on regulatory risks, fostering relationships with business leaders, and leading compliance...
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Compliance Manager
6 days ago
Richmond, Virginia, United States Capital One Full timeCompliance Manager - Lending & Finance at Capital One summary: The Compliance Manager in Lending & Finance plays a critical role in risk management by advising Capital One's Commercial lending businesses on compliance with applicable laws and regulations. Responsible for identifying regulatory risks and providing expert compliance guidance, the...
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Compliance Manager
19 hours ago
Richmond, Virginia, United States Capital One Full timeCompliance Manager - Lending & Finance at Capital One summary: As a Compliance Manager in Lending & Finance at Capital One, I provide critical risk management support to commercial lending businesses by advising on applicable laws and regulations. My role involves developing relationships with business leaders, advising on regulatory requirements, and...
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Regulatory Compliance Specialist
1 day ago
Richmond, Virginia, United States Capital One Full timeAt Capital One, we are seeking a Compliance Manager to play a critical role in advising our Commercial lending businesses on regulatory compliance and risk management.Key Responsibilities:Serving as a credible advisor and partner representing the Compliance organization to the businesses, Risk Offices, and other independent risk functionsDeveloping and...
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Regulatory Advisor for Commercial Lending
5 days ago
Richmond, Virginia, United States Capital One Careers Full timeJob SummaryWe are seeking an experienced Compliance Advisor Manager to support our commercial lending businesses in navigating regulatory requirements and ensuring compliance with applicable laws and regulations. This role will work closely with business leaders, risk offices, and other stakeholders to identify and mitigate compliance risk.Key...
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Compliance Manager
3 weeks ago
Richmond, Virginia, United States Capital One Full timeCompliance Manager - Lending & FinanceCorporate Compliance is seeking a Compliance Advisor Manager to perform a key risk management role in the second line of defense advising Capital One's Commercial lending businesses on applicable laws and regulations. The Commercial lending lines of business include Corporate Banking and Commercial Real Estate/Agency...
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Regulatory Expert
7 days ago
Richmond, Virginia, United States Capital One Full timeAbout the CompanyCAPITAL ONE is an equal opportunity employer committed to diversity and inclusion in the workplace.Job DescriptionWe are seeking a highly skilled Regulatory Expert - Commercial Lending to join our team. In this role, you will be responsible for providing expert advice on regulatory risk and working with the lines of business and partners to...
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Compliance Manager
6 days ago
Richmond, Virginia, United States Capital One Careers Full timeCompliance Manager - Lending & Finance Corporate Compliance is seeking a Compliance Advisor Manager to perform a key risk management role in the second line of defense advising Capital One's Commercial lending businesses on applicable laws and regulations. The Commercial lending lines of business include Corporate Banking and Commercial Real Estate/Agency...
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Compliance Risk Manager
7 days ago
Richmond, Virginia, United States Capital One Full timeJob DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team. In this role, you will play a critical part in advising our commercial lending businesses on relevant laws and regulations.Key ResponsibilitiesCollaborate with internal stakeholders to mitigate compliance risks associated with sales, underwriting, and portfolio...
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Corporate Compliance Specialist
5 days ago
Richmond, Virginia, United States Capital One Careers Full timeAbout the RoleThis Compliance Advisor Manager position is a key risk management role in the second line of defense, advising Capital One's Commercial lending businesses on applicable laws and regulations. The successful candidate will be an analytical thinker, self-starting, with strong communication, influencing, relationship building, and problem-solving...
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Compliance and Risk Specialist
7 hours ago
Richmond, Virginia, United States Capital One Full timeAbout the Role:This is an exciting opportunity for a Compliance and Risk Specialist to join our team. As a Compliance and Risk Specialist, you will play a vital role in ensuring that our business practices are in line with regulatory requirements and industry standards. You will work closely with cross-functional teams to develop and implement effective risk...