Regulatory Compliance Specialist
7 days ago
At Capital One, we are seeking a Compliance Manager to play a critical role in advising our Commercial lending businesses on regulatory compliance and risk management.
Key Responsibilities:- Serving as a credible advisor and partner representing the Compliance organization to the businesses, Risk Offices, and other independent risk functions
- Developing and maintaining strong relationships with business leadership, Legal, Risk Office, and other stakeholders and coordinating with teams to accomplish shared objectives
- Advising on business regulatory requirements including securities law (e.g., Reg AB), banking regulations (e.g., Reg W, Reg K), GSE requirements and state laws and maintaining subject matter expertise of applicable laws and regulations
- Bachelor's Degree or military experience
- At least 3 years of experience in compliance, legal, or audit supporting commercial businesses
- Familiarity with and the ability to develop a thorough working knowledge of banking and securities laws and regulations
-
Senior Regulatory Compliance Specialist
5 hours ago
Richmond, Virginia, United States Markel Corp Full timeMarkel Corporation is a Fortune 500 company with over 60 offices in 20+ countries. We are a holding company for insurance, reinsurance, specialist advisory and investment operations around the world.We're all about people who share our values of striving for better and enjoying the everyday. As a Senior Regulatory Compliance Specialist at Markel, you'll play...
-
Medical Compliance Specialist
7 days ago
Richmond, Virginia, United States Total Medical Compliance Full timeCompany OverviewTotal Medical Compliance (TMC) is a leading provider of medical and dental compliance consulting services. We help healthcare professionals achieve compliance with OSHA and HIPAA regulations.We provide comprehensive compliance programs, training, and support to ensure our clients meet regulatory requirements.
-
Regulatory Compliance Analyst Lead
44 minutes ago
Richmond, Virginia, United States Markel Corp Full timeIn this role, you'll have the opportunity to work with a global community of optimists and problem-solvers who strive for better every day. As a Senior Regulatory Compliance Specialist, you'll be responsible for monitoring and ensuring compliance with state insurance laws, regulations, and bulletins.ResponsibilitiesEvaluate alternatives to achieve and...
-
Director of Regulatory Compliance
5 days ago
Richmond, Virginia, United States Capital One Full timeAbout the PositionWe are seeking a highly experienced Regulatory Compliance Director to join our team at Capital One. In this role, you will be responsible for developing and maintaining relationships with internal stakeholders to ensure effective collaboration and communication.Key ResponsibilitiesDevelop and maintain policies, standards, procedures, and...
-
Regulatory Compliance Engineer
1 week ago
Richmond, Virginia, United States Capgemini Full timeWe are seeking a Regulatory Compliance Engineer to join our team at Capgemini Engineering. As a key member of our regulatory compliance team, you will be responsible for ensuring that manufacturing systems, processes, and equipment meet regulatory requirements, company standards, and quality specifications. This includes validating equipment, processes, and...
-
Director of Regulatory Compliance
2 weeks ago
Richmond, Virginia, United States Capital One Full time**About the Role**We are seeking a highly experienced and skilled professional to join our team as a Risk Management Leader. The successful candidate will have expertise in risk management, regulation, and governance, with a strong track record of managing complex projects and teams.As the Director of Regulatory Risk and Governance, you will be responsible...
-
Regulatory Compliance Officer
2 weeks ago
Richmond, Virginia, United States Capital One Full timeCapital One's Regulatory Compliance Officer will play a key role in ensuring our company's compliance with regulatory requirements. This includes managing regulatory data, conducting reviews, and working collaboratively with business units to enhance data quality and reporting processes.About UsCapital One is a leading bank that prides itself on innovation...
-
Regulatory Compliance Manager
2 weeks ago
Richmond, Virginia, United States Capital One Full timeJob RequirementsWe are seeking a highly skilled Regulatory Compliance Manager to join our Commercial Banking Policy Office. In this role, you will be responsible for developing and implementing cutting-edge solutions for operational, compliance, regulatory, fraud, legal, and other non-credit risks. This position requires strong analytical and communication...
-
Director of Regulatory Compliance
2 weeks ago
Richmond, Virginia, United States Capital One Full timeAbout Us:Capital One is one of the fastest growing organizations in the world today. We are committed to providing our customers with innovative financial solutions while maintaining the highest standards of integrity and ethics.Our Team:We are a diverse and dynamic team of professionals who are passionate about making a difference in the lives of our...
-
Compliance & Regulatory Engineer
3 weeks ago
Richmond Heights, Virginia, United States Sterling Engineering Full timeJob Title: Compliance & Regulatory Engineer - Electrical Power Distribution & SwitchgearLocation: Henrico, VAReports to: Director of EngineeringJob Summary:We are seeking a Compliance & Regulatory Engineer to join our team and support the design and development of electrical power distribution and switchgear products. This role ensures compliance with...
-
Regulatory Compliance Expert
2 weeks ago
Richmond, Virginia, United States Capital One Careers Full timeAbout Capital One:Capital One Careers is a leading financial services company that helps its customers achieve their financial goals. Our company culture is built on collaboration, innovation, and customer satisfaction.Salary Information:McLean, VA: $146,100 - $166,700 for Compliance Advisor ManagerPlano, TX: $132,800 - $151,600 for Compliance Advisor...
-
Compliance Regulatory Expert
2 weeks ago
Richmond Heights, Virginia, United States Sterling Engineering Full timeJob SummaryWe are seeking a highly skilled Compliance Regulatory Expert to join our innovative engineering team. In this role, you will play a critical part in ensuring product excellence and safety standards.This position offers the opportunity to work with cutting-edge technology while applying your expertise in regulatory compliance and product...
-
Regulatory Compliance Manager
1 week ago
Richmond, Virginia, United States Capital One Careers Full timeThe Commercial Banking Policy Office within the Commercial Bank at Capital One is seeking a highly motivated and experienced Principal Risk Associate to join our team. As a key member of the office, you will play a critical role in developing and implementing risk management strategies to mitigate potential risks and ensure compliance with regulatory...
-
Regulatory Compliance Director
3 days ago
Richmond, Virginia, United States Capital One Full timeRole SummaryThis role is focused on driving initiatives in regulatory compliance and risk governance, collaborating across teams to enhance project delivery and reporting.The ideal candidate will have a deep understanding of risk analytics and effective communication skills to engage with executives and deliver insights that drive business performance.You...
-
Regulatory Compliance Expert
2 weeks ago
Richmond, Virginia, United States Capital One Full timeCapital One is an organization dedicated to delivering on our mission by strengthening our reputation, deepening our relationships in our communities, managing engagement with federal bank regulatory agencies, and serving as our voice in legislative and political processes at the federal, state, and local levels. The External Affairs (EA) organization...
-
Compliance and Risk Specialist
6 days ago
Richmond, Virginia, United States Capital One Full timeAbout the Role:This is an exciting opportunity for a Compliance and Risk Specialist to join our team. As a Compliance and Risk Specialist, you will play a vital role in ensuring that our business practices are in line with regulatory requirements and industry standards. You will work closely with cross-functional teams to develop and implement effective risk...
-
Compliance and Regulatory Solutions Specialist
2 weeks ago
Richmond Heights, Virginia, United States FLEX Inc Full timeAnord Mardix, a global leader in critical power solutions, is seeking an exceptional Compliance & Regulatory Engineer to support our extraordinary teams. As a Compliance & Regulatory Engineer, you will provide crucial support to the Design and development of components, products, equipment, and systems.You will work closely with the Director of Engineering...
-
Sr. Regulatory Compliance Analyst
6 hours ago
Richmond, Virginia, United States Markel Corp Full timeWhat part will you play? If you're looking for a place where you can make a meaningful difference, you've found it. The work we do at Markel gives people the confidence to move forward and seize opportunities, and you'll find your fit amongst our global community of optimists and problem-solvers. We're always pushing each other to go further because we...
-
Compliance & Regulatory Engineer
3 days ago
Richmond Heights, Virginia, United States Anord Mardix Full timeJob Posting Start Date 01-16-2025 Job Posting End DateAnord Mardix, a Flex company, is a global leader in critical power solutions. With facilities around the globe, Anord Mardix leads in critical power infrastructure, supporting a myriad of industries, from financial institutions to data centers.At Anord Mardix, we welcome people of all backgrounds. We...
-
Richmond, Virginia, United States Woods Rogers Full timeWe are seeking an experienced attorney to join our Regulatory Compliance Practice Group as a partner. The successful candidate will have a proven track record of representing clients before the Virginia State Corporation Commission (SCC) or similar state/federal regulatory agencies. They will be responsible for providing expert advice and counsel to our...