Compliance Risk Management Program Manager

2 weeks ago


OH United States Huntington National Bank Full time
Job Summary

The Compliance Group Manager is a senior leader within the Compliance Department, responsible for overseeing and supporting elements of the Compliance Risk Management Program (CRMP) for the Consumer Loan Servicing and Default Servicing business areas. This role requires a strategic advisor to business leaders, helping them proactively identify and manage compliance risk.

Key Responsibilities
  • Implement enterprise CRMP elements within assigned business segments by establishing effective working relationships with senior management, discussing current and emerging compliance issues, and serving as strategic partners.
  • Maintain relationships with key, senior leaders within assigned segment/regulatory areas to create an environment where Compliance can serve as a key strategic partner and compliance risk can be properly escalated as needed.
  • Deliver compliance expertise to senior business management by partnering with Legal and Risk to assess operations, identify and assess risks, and formulate effective changes to business practices to mitigate compliance risk.
  • Participate in enterprise committees and/or working groups as needed to stay engaged in business activities, provide compliance guidance, and monitor implementation of the CRMP.
  • Identify and execute or oversee key Compliance program initiatives throughout the year, including non-BAU projects designed to implement or enhance the CRMP, items designed to mitigate certain Compliance risks, or key deliverables that need to be executed throughout the year.
  • Regularly provide updates on compliance risk within assigned businesses/regulations to senior Compliance management, including escalating novel or high-risk items as necessary.
  • Proactively identify and assess compliance risk and provide oversight and governance to help communicate and mitigate compliance risk.
  • Work with first line risk to ensure that all compliance risks applicable to the business area are accurately documented in Archer and those risks are controlled and tested.
  • Develop, maintain, and monitor execution of required Compliance-owned training.
  • Ensure applicable Compliance policies and procedures are regularly reviewed and updated as required.
  • Support Internal Audits and regulatory exams.
  • Assist with first and second line of defense compliance risk assessments.
  • Manage compliance advisors who support the business, responsible for performance evaluations, staff development/training, etc.
Requirements
  • 7+ years of legal, risk, and/or compliance experience focused on consumer loan servicing and/or default servicing.
  • Bachelor's Degree.
Preferred Qualifications
  • Bachelor's degree in business or law; advanced degree preferred.
  • Compliance-related certifications (e.g. Certified Regulatory Compliance Manager - CRCM).
  • In-depth knowledge of consumer loan servicing and default servicing laws and regulations.
  • Experience advising in the financial services industry on consumer loan servicing and default servicing (e.g., escrow management, flood compliance, foreclosure, collections, loss mitigation).
  • Experience in regulatory exam management.
  • Knowledge of mortgage banking servicing systems such as MSP a plus.
  • Excellent interpersonal skills for effective collaboration and communication across departments.
  • Ability to effectively prioritize work.
Exempt Status: YesWorkplace Type: Hybrid

Huntington is an equal opportunity and affirmative action employer and is committed to providing equal employment opportunities for all regardless of race, color, religion, sex, national origin, age, disability, sexual orientation, veteran status, gender identity and expression, genetic information, or any other basis protected by local, state, or federal law.

Tobacco-Free Hiring Practice: Visit Huntington's Career Web Site for more details.

Agency Statement: Huntington does not accept solicitation from Third Party Recruiters for any position



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