Senior Legal Counsel

3 hours ago


Denver, Colorado, United States SS&C Technologies Full time
Job Title: Senior Legal Counsel

SS&C Technologies is seeking a highly skilled Senior Legal Counsel to join our team. As a key member of our legal department, you will provide expert advice on investment adviser, mutual fund, ETF, and closed-end fund legal issues.

Key Responsibilities:

  • Advise on investment adviser, mutual fund, ETF, and closed-end fund legal issues
  • Prepare and oversee various mutual fund, ETF, and closed-end fund regulatory filings with the U.S. Securities and Exchange Commission
  • Prepare and oversee annual shareholder meetings for clients, including filing proxy statements with the U.S. Securities and Exchange Commission
  • Prepare and review fund advisory, sub-advisory, custodian, transfer agency, fund accounting, administration, and distribution agreements
  • Monitor and report on regulatory developments

Requirements:

  • Juris Doctorate
  • 3-8 years' experience at a law firm or financial services firm advising on the Investment Advisers Act, Investment Company Act of 1940, and other federal securities laws
  • Advanced knowledge of the Investment Advisers Act, Investment Company Act of 1940, and other federal securities laws
  • Ability to advise on '40 Act fund service provider contracts
  • Exposure to Hedge Fund and/or Private Equity administration a plus
  • Ability to draft contract terms
  • Ability to manage multiple tasks simultaneously
  • Ability to work with little supervision
  • Advanced computer skills, including Microsoft Office (i.e., Word, Excel, PowerPoint, etc)
  • Excellent verbal and written communication skills with strong ability to communicate with internal and external clients

What We Offer:

  • Competitive salary range: $140,000 - $190,000
  • Excellent benefits, including health, dental, 401(k) plan, tuition, and professional development reimbursement plan
  • Equal Employment Opportunity employer


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