Financial Services Leadership Role

6 days ago


Irvine, California, United States Charles Schwab Full time
Job Summary:
We are seeking a seasoned professional to lead our team of Wealth Advisors and Associate Wealth Advisors. As a Senior Regional Manager, you will be responsible for fostering client growth and development while coaching and mentoring team members to achieve high performance and quality service.

About the Role:
This is an exciting opportunity to join Charles Schwab's Wealth Advisory team as a Senior Regional Manager. You will oversee a team of 10-12 Wealth Advisors and Associate Wealth Advisors, providing guidance and support to help them meet asset and service targets.

Main Responsibilities:
• Build strong relationships with internal partners and clients
• Develop and share financial services expertise with team members
• Establish strategies to meet business objectives
• Monitor client interactions and provide feedback to improve service quality
• Perform compliance and administrative tasks

Requirements:
• CFP designation, CFA designation, or Master's Degree in Personal Financial Planning
• Bachelor's Degree from an accredited university
• Active and valid FINRA Series 7 license
• Active and valid FINRA 66 license
• Active and valid FINRA 9/10 license
• At least 5 years of experience in the financial services industry
• Minimum 2 years of supervisory experience

Benefits:
• Competitive salary range: $120,000 - $180,000 per year, based on experience
• Bonus or incentive opportunities
• Comprehensive benefits package, including health insurance, 401(k), paid time off, parental leave, family building benefits, tuition reimbursement, and Employee Stock Purchase Plan

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