Lead Risk Auditor
2 weeks ago
Company Overview:
Tandym Group is a prominent financial services firm seeking a dedicated and meticulous professional to enhance our auditing team.
Position Summary:
We are in search of a Lead Risk Auditor who will concentrate on assessing Market and Liquidity Risk within our organization.
Key Responsibilities:
- Effectively liaise with stakeholders and senior audit management to define audit methodologies, communicate testing results, and recommend corrective measures.
- Support the execution of the comprehensive audit strategy and assurance commitments.
- Participate in ongoing monitoring and risk evaluation activities to identify business trends and shifts in risk profiles.
- Contribute to special initiatives aimed at improving operational processes and strategic goals within the audit department.
- Oversee the resolution of issues highlighted by internal teams and regulatory authorities.
- Build and maintain collaborative relationships with business executives, external auditors, and regulatory agencies.
Required Qualifications:
- Bachelor's degree in Accounting, Finance, or a related discipline.
- A minimum of 5 years of experience in internal auditing or risk management within the financial services industry.
- Strong understanding of risk management principles and familiarity with banking and capital market products.
- Knowledge of regulatory requirements applicable to Bank Holding Companies and Broker-Dealers.
- Experience with auditing standards, internal controls, and documentation criteria.
- Exceptional communication, presentation, and interpersonal abilities.
Preferred Skills:
- In-depth knowledge of market or liquidity risk management.
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