Lead Risk Auditor

2 weeks ago


New York, New York, United States Tandym group Full time

Company Overview:

Tandym Group is a prominent financial services firm seeking a dedicated and meticulous professional to enhance our auditing team.

Position Summary:

We are in search of a Lead Risk Auditor who will concentrate on assessing Market and Liquidity Risk within our organization.

Key Responsibilities:

  • Effectively liaise with stakeholders and senior audit management to define audit methodologies, communicate testing results, and recommend corrective measures.
  • Support the execution of the comprehensive audit strategy and assurance commitments.
  • Participate in ongoing monitoring and risk evaluation activities to identify business trends and shifts in risk profiles.
  • Contribute to special initiatives aimed at improving operational processes and strategic goals within the audit department.
  • Oversee the resolution of issues highlighted by internal teams and regulatory authorities.
  • Build and maintain collaborative relationships with business executives, external auditors, and regulatory agencies.

Required Qualifications:

  • Bachelor's degree in Accounting, Finance, or a related discipline.
  • A minimum of 5 years of experience in internal auditing or risk management within the financial services industry.
  • Strong understanding of risk management principles and familiarity with banking and capital market products.
  • Knowledge of regulatory requirements applicable to Bank Holding Companies and Broker-Dealers.
  • Experience with auditing standards, internal controls, and documentation criteria.
  • Exceptional communication, presentation, and interpersonal abilities.

Preferred Skills:

  • In-depth knowledge of market or liquidity risk management.


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