Data Surveillance Architect

8 hours ago


Jersey City, New Jersey, United States Brown Brothers Harriman Full time

Company Overview


Brown Brothers Harriman is a leading financial institution that values diversity and inclusion. Our collaborative environment enables employees to step outside their roles and add value wherever possible.



Salary


The estimated annual salary for this position is between $150,000 and $200,000, plus an annual bonus target.



Job Description


We are currently recruiting a FIU Surveillance Architect to join our AML Compliance Team. In this role, you will be responsible for optimizing GFCC transaction monitoring and custody surveillance systems, including leading enhancement and tuning projects, and documenting critical processes and logic changes.



Key Responsibilities:



  • Act as primary liaison with systems and change management to drive Actimize/Oracle projects and data feed enhancements, including model technical enhancements and tuning, model validation issue resolution, and data governance regression and feed updates.
  • Identify issues and recommend technical enhancements to existing models and rulesets to improve productivity.
  • Document changes to transaction monitoring and custody surveillance systems and prepare regulatory documentation as part of the deliverables for DFS Regulation Part 504.
  • Review changes to BBH data feeds and firmwide processes for potential risk to the GFCC Transaction Monitoring Program.
  • Enhance existing processes to ensure compliance with US and non-US AML and Sanctions laws and regulations, regulatory guidance, and evolving best practices.
  • Formulate, recommend, and drive the implementation of process and/or systemic improvements.
  • Liaise with other business and technology groups to ensure the proper resolution of data governance issues.
  • Coordinate with other GFCC groups on key data projects, such as the Enterprise Risk Assessment.
  • Participate in the model validation process to identify and recommend solutions to findings.
  • Translate potentially complex requests or requirements into business-oriented communication.
  • Draft or provide SME input to business requirements documents.


Required Skills and Qualifications


To be successful in this role, you will need a Bachelor's degree and at least 9 years of relevant AML and Sanctions program experience, with extensive experience maintaining and optimizing transaction monitoring systems. You should have knowledge of Actimize SAM and TC, Oracle/Mantis, or similar systems, as well as strong understanding of Oracle and SQL Server databases. Intermediate to strong proficiency with SQL is also required.



Benefits


Brown Brothers Harriman offers a high-quality benefits program emphasizing good health, financial security, and peace of mind. We encourage a culture of inclusion that values each employee's unique perspective and provide opportunities to grow your expertise, take on new challenges, and reinvent yourself—without leaving the firm.



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