Senior Financial Regulation Specialist

2 weeks ago


New York, New York, United States MUFG Bank, Ltd. Full time

As a Senior Financial Regulation Specialist at MUFG Bank, Ltd., you will be part of our dynamic legal team. This role requires excellent analytical skills, an understanding of regulatory frameworks, and the ability to navigate complex legal environments.

Job Description:

We are seeking a highly skilled and motivated attorney with 4+ years of experience in advising financial institutions on banking and financial market laws and regulations. The ideal candidate will have a proven ability to manage multiple tasks and prioritize effectively.

Key Responsibilities:
  • Advising MUFG business lines and support functions on legislative, regulatory, and supervisory matters
  • Analyzing and researching complex legal issues and translating such research and analysis into practical and effective advice to firm officers
  • Collaborating with cross-functional teams to identify and mitigate legal, regulatory, and supervisory risks

The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. We offer a competitive salary range of $170,000 - $250,000 per year, depending on experience.

Requirements:

To be successful in this role, you will need:

  • A J.D. degree from an accredited law school and admission to practice law in New York, Washington, D.C., or another relevant jurisdiction
  • At least 4+ years of in-house, law firm, or regulatory agency experience advising on banking, securities, and/or financial markets regulation
  • Proven ability to manage multiple tasks and prioritize effectively
Benefits:

As a member of our team, you can expect:

  • A comprehensive benefits package, including health insurance, retirement plans, educational assistance, and training programs
  • A performance-based bonus and/or incentive compensation structure
  • A total rewards program that includes paid maternity and parental bonding leave, paid vacation, sick days, and holidays


  • New York, New York, United States Cantor Fitzgerald Securities Full time

    **About Us:**Cantor Fitzgerald Securities is a leading global brokerage and financial technology company. We specialize in the brokerage of a broad range of products, including fixed income, foreign exchange, equities, energy, and commodities.**Job Description:**We are seeking a Financial Regulation Specialist to join our team. As a key member of our...

  • Senior Consultant

    7 days ago


    New York, New York, United States FORVIS Full time

    Company OverviewForvis Mazars is a leading global professional services firm that provides audit, tax, consulting, and corporate finance services. Our Financial Services Regulatory Advisory practice is part of our broader Financial Services division, which serves clients across the banking, insurance, and capital markets sectors. We offer a unique...


  • New York, New York, United States X Corp. Full time

    We are seeking a highly skilled Senior Financial Reporting Specialist to join our Accounting Team at X Corp. The ideal candidate will have a strong background in financial reporting, with a focus on managing all reporting requirements associated with money transmission licenses.About the RoleIn this role, you will be responsible for setting up data for...


  • New York, New York, United States Wellington Adams Financial Group Full time

    We are seeking a Financial Planning Specialist to join our team at Wellington Adams Financial Group. As a Financial Planning Specialist, you will work closely with senior advisors to support the delivery of comprehensive financial planning and investment management services.Position OverviewThis role is ideal for someone who has prior experience in financial...


  • New York, New York, United States Creative Financial Staffing Full time

    About the Role:Creative Financial Staffing is seeking a dedicated Senior Accountant to join our finance team.As a key member of our team, you will play a crucial part in maintaining financial integrity and supporting our mission through accurate financial reporting and compliance.Key Responsibilities:Prepare and oversee financial statements, budgets, and...


  • New York, New York, United States Tandym Group Full time

    Tandym Group: Senior Financial Services Tax SpecialistWe are seeking a seasoned tax professional to lead our Financial Services team as a Senior Financial Services Tax Specialist. This role is perfect for someone with extensive experience in tax planning, research, and compliance for clients in the Financial Services industry.Responsibilities:Develop and...


  • New York, New York, United States Creative Financial Staffing Full time

    As a Senior Financial Planning Manager at our organization, you will be responsible for driving business growth through innovative tax strategies. You will develop and implement tax-efficient structures for complex real estate transactions, ensuring seamless execution and regulatory adherence.Responsibilities:Lead and manage tax compliance, reporting, and...


  • New York, New York, United States Phaxis - Financial Services Full time

    Job DescriptionWe are seeking a highly skilled and experienced Senior Financial Analyst to join our team at Phaxis - Financial Services.About the Role:The Senior Financial Analyst will be responsible for assisting with monthly, quarterly and year-end closings. This will involve preparing bank reconciliations and journal entries as well as analyzing financial...


  • New York, New York, United States Creative Financial Staffing Full time

    Job DescriptionWe are seeking a skilled Chief Financial Reporting Specialist to join our finance team at Creative Financial Staffing. This role is perfect for a dedicated individual who is passionate about maintaining financial integrity and supporting our mission through accurate financial reporting and compliance.About the RolePrepare and oversee financial...


  • New York, New York, United States Phaxis - Financial Services Full time

    Job OverviewPhaxis - Financial Services is seeking a highly skilled Senior Accountant to join our team. This role will play a crucial part in our financial operations, ensuring the accuracy and integrity of our financial records.


  • New York, New York, United States Creative Financial Staffing Full time

    Job Overview:We are seeking a highly skilled Senior Financial Manager to join our team at Creative Financial Staffing. As a Senior Financial Manager, you will play a crucial role in managing and optimizing the financial operations of a prestigious real estate portfolio.About the Role:The ideal candidate will have a deep understanding of real estate...


  • New York, New York, United States Creative Financial Staffing Full time

    Our client, a renowned non-profit organization based in lower Manhattan, seeks a highly skilled Senior Financial Analyst to join their team. This is an excellent opportunity for a motivated professional to make a meaningful impact while advancing their career.About the RoleThe successful candidate will work closely with the leadership team to drive financial...


  • New York, New York, United States Actus Consulting Group Full time

    About Actus Consulting GroupActus Consulting Group is a reputable consulting firm that offers expert services in financial reporting and compliance. We are seeking a highly skilled Senior Financial Reporting Specialist/Assistant Compliance Officer to join our team.


  • New York, New York, United States Pzena Investment Management Full time

    Pzena Investment Management, a leading global equity investment adviser and broker-dealer, is seeking a highly skilled Senior Financial Content Specialist to join their Marketing & Client Services team. With over $70 billion in assets under management, the company offers a unique opportunity for professionals to grow with a dynamic organization.The ideal...


  • New York, New York, United States Prudential Financial Full time

    Job OverviewWe are seeking an experienced professional to join our team as a Senior Financial Services Consultant. This role offers a unique opportunity for growth and development in the financial services industry.The ideal candidate will have a strong background in wealth management and a proven track record of success in delivering exceptional client...


  • New York, New York, United States Phaxis - Financial Services Full time

    At Phaxis - Financial Services, we are seeking a highly skilled Senior Financial Analyst to join our team.The estimated salary for this position is $90,000 per year, depending on location and experience.We offer a comprehensive compensation package, including benefits such as health insurance, retirement plan, and paid time off.Job Responsibilities:Prepare...


  • New York, New York, United States Voya Financial Full time

    Company OverviewVoya Financial is a leading provider of investment and retirement solutions. We believe that everyone deserves access to financial opportunities, and our mission is to help individuals and communities achieve their financial goals.SalaryThe estimated annual salary for this position is $120,000 - $150,000, depending on location and...


  • New York, New York, United States Phaxis - Financial Services Full time

    Company Overview:Phaxis - Financial Services is a leading provider of financial solutions.Salary:The estimated salary for this role is $80,000 - $110,000 per year, depending on experience.Job Description:We are seeking a Senior Accountant to assist with month-end close processes, book journal entries, and investigate variances in financial data.Key...


  • New York, New York, United States Creative Financial Staffing Full time

    About the OpportunityWe are seeking a highly skilled Senior Financial Analyst to play a critical role in ensuring the accuracy of financial records and supporting our company's overall financial operations. This position involves collaborating with various departments to analyze financial data, prepare reports, and assist in budgeting and forecasting...


  • New York, New York, United States Hire Point Recruiting Full time

    Job Title: Financial Management SpecialistWe are seeking a highly skilled Financial Management Specialist to join our team at Hire Point Recruiting. The successful candidate will be responsible for overseeing all financial and accounting operations, ensuring compliance with regulatory standards, and providing strategic financial guidance to support...