Regulatory Compliance Specialist

We are seeking a highly motivated and detail-oriented Regulatory Compliance Specialist to join our Material Science team at Interactive Brokers.The ideal candidate will have a solid academic background and proven interest in financial markets, with a high degree of comfort and fluency with computers and technology.Responsibilities will include maintaining...

About the RoleiCapital is seeking a skilled Regulatory Reporting Associate to join its Regulatory and Compliance team. This role will work closely with the Assistant Vice President of Regulatory Reporting and the Chief Compliance Officer to provide guidance on compliance matters, particularly those related to regulatory reporting.ResponsibilitiesPrepare and...

Job SummaryWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at Sun Pharmaceutical Industries, Inc. The successful candidate will be responsible for preparing, reviewing, and submitting regulatory documents to the FDA, as well as providing regulatory support for post-marketing commercial activities.Key ResponsibilitiesPrepare and...

Firm OverviewA leading alternative investment manager with over $25 billion in committed capital, specializing in the financial services sector. Our collaborative culture, strong benefits, and significant growth opportunities make us an attractive employer.Job SummaryWe are seeking a highly motivated Compliance Associate to join our team, supporting the...

iCapital is a leading financial technology platform that powers the world's alternative investment marketplace. Our innovative platform has transformed the way advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. With approximately $191 billion in...

Corporate Compliance Paralegal OpportunityWe are seeking a Corporate Compliance Paralegal to join our team at Beacon Hill. This role would be ideal for someone with experience in corporate formations and Mergers & Acquisitions. The successful candidate will be responsible for managing and tracking regulatory filings, including those under the Corporate...

Compliance ManagerAbacus Group, LLC is seeking a highly skilled Compliance Manager to join their team in Greenwich, CT.Key Responsibilities:Develop and implement regulatory compliance strategies to ensure adherence to industry standards and regulations.Oversee the preparation and submission of regulatory filings, including ad hoc and periodic SEC...

Abacus Group, LLC is seeking a seasoned Compliance Manager to join their team in a Greenwich, CT office.Key Responsibilities:Develop and implement regulatory compliance strategies to ensure adherence to industry standards and regulations.Oversee the preparation and submission of regulatory filings, including ad hoc and periodic SEC filings.Conduct ongoing...

Job Summary:We are seeking a Corporate Compliance Paralegal to join our team at Beacon Hill. The successful candidate will have a strong understanding of corporate law and experience in global entity management, regulatory filings, and legal billing. Responsibilities:Support the formation, tracking, and dissolution of deal and fund entities.Manage and track...

Job Summary:We are seeking a Corporate Compliance Paralegal to join our team at Beacon Hill. The ideal candidate will have at least 2 years of experience in corporate paralegal work and a strong understanding of M&A and corporate law.Responsibilities: Manage and track regulatory filings, including those under the Corporate Transparency Act. Oversee customer...

Job Summary:We are seeking a Corporate Compliance Paralegal to join our team at Beacon Hill. This is a hybrid role with a competitive compensation package.Responsibilities:Support the formation, tracking, and dissolution of deal and fund entities.Manage and track regulatory filings, including those under the Corporate Transparency Act.Oversee customer due...

Compliance AssociateLarson Maddox, a 2.5 billion AUM global alternative asset manager, is seeking a Compliance Associate to join their growing team. This key role will report directly to the General Counsel/Chief Compliance Officer and be responsible for assisting with the daily operations of the compliance program.Key Responsibilities:Manage the firm's Code...

Job OverviewInteractive Brokers is seeking a seasoned professional to lead our technology compliance efforts. As a key member of our team, you will be responsible for ensuring our technology and data enterprise meets regulatory requirements.Key ResponsibilitiesDesign and implement supervisory reports and reviews to ensure compliance with regulatory...

Compliance Testing DirectorInteractive Brokers LLC is seeking a seasoned Compliance Testing Director to lead our compliance testing program. The ideal candidate will have a deep understanding of U.S. securities and/or commodities regulations and experience in designing, maintaining, and managing a compliance testing program.The primary responsibilities of...

Job Title: Analyst - Communications ComplianceAt Interactive Brokers, we are seeking a highly motivated and detail-oriented individual to join our Compliance team as an Analyst - Communications Compliance. This role will play a critical part in ensuring the Firm's communications database is up-to-date and compliant with regulatory requirements.Key...

Cybersecurity & Compliance Analyst (CMMC) Job DescriptionWe are seeking a highly skilled Cybersecurity & Compliance Analyst to join our team for a 6-9 month contract. The successful candidate will play a key role in driving the strategy, planning, implementing, monitoring, and managing security measures and compliance for the protection of controlled...

Cybersecurity & Compliance Analyst (CMMC) Job DescriptionWe are seeking a highly skilled Cybersecurity & Compliance Analyst to join our team at DEWETRON. As a key member of our organization, you will play a critical role in driving the strategy, planning, implementing, monitoring, and managing security measures and compliance for the protection of controlled...

Job Title: Tax ManagerBlake Smith Staffing, LLC is seeking a highly skilled Tax Manager to join our corporate team. As a key member of our tax department, you will be responsible for ensuring compliance with US tax laws and regulations.Key Responsibilities:Coordinate and prepare information for US tax returns, allocate responsibilities, communicate...

Job Title: Tax ManagerBlake Smith Staffing, LLC is seeking a highly skilled Tax Manager to join our corporate team. As a key member of our team, you will be responsible for ensuring compliance with US tax regulations and providing tax advice to our organization.Key Responsibilities:Coordinate and prepare information for US tax returns, allocate...

Job Title: Tax ManagerBlake Smith Staffing, LLC is seeking a highly skilled Tax Manager to join our team. As a key member of our corporate team, you will be responsible for ensuring compliance with US tax regulations and providing expert tax advice to our clients.Key Responsibilities:Coordinate and prepare information for US tax returns, allocate...