Regulatory Compliance Specialist

We are seeking a highly motivated and detail-oriented Regulatory Compliance Specialist to join our Material Science team at Interactive Brokers.The ideal candidate will have a solid academic background and proven interest in financial markets, with a high degree of comfort and fluency with computers and technology.Responsibilities will include maintaining...

About the RoleiCapital is seeking a skilled Regulatory Reporting Associate to join its Regulatory and Compliance team. This role will work closely with the Assistant Vice President of Regulatory Reporting and the Chief Compliance Officer to provide guidance on compliance matters, particularly those related to regulatory reporting.ResponsibilitiesPrepare and...

iCapital is a leading financial technology platform that powers the world's alternative investment marketplace. Our innovative platform has transformed the way advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. With approximately $191 billion in...

Corporate Compliance Paralegal OpportunityWe are seeking a Corporate Compliance Paralegal to join our team at Beacon Hill. This role would be ideal for someone with experience in corporate formations and Mergers & Acquisitions. The successful candidate will be responsible for managing and tracking regulatory filings, including those under the Corporate...

Job Summary:We are seeking a Corporate Compliance Paralegal to join our team at Beacon Hill. The successful candidate will have a strong understanding of corporate law and experience in global entity management, regulatory filings, and legal billing. Responsibilities:Support the formation, tracking, and dissolution of deal and fund entities.Manage and track...

Job Summary:We are seeking a Corporate Compliance Paralegal to join our team at Beacon Hill. The ideal candidate will have at least 2 years of experience in corporate paralegal work and a strong understanding of M&A and corporate law.Responsibilities: Manage and track regulatory filings, including those under the Corporate Transparency Act. Oversee customer...

Job Summary:We are seeking a Corporate Compliance Paralegal to join our team at Beacon Hill. This is a hybrid role with a competitive compensation package.Responsibilities:Support the formation, tracking, and dissolution of deal and fund entities.Manage and track regulatory filings, including those under the Corporate Transparency Act.Oversee customer due...

Compliance AssociateLarson Maddox, a 2.5 billion AUM global alternative asset manager, is seeking a Compliance Associate to join their growing team. This key role will report directly to the General Counsel/Chief Compliance Officer and be responsible for assisting with the daily operations of the compliance program.Key Responsibilities:Manage the firm's Code...

Job OverviewInteractive Brokers is seeking a seasoned professional to lead our technology compliance efforts. As a key member of our team, you will be responsible for ensuring our technology and data enterprise meets regulatory requirements.Key ResponsibilitiesDesign and implement supervisory reports and reviews to ensure compliance with regulatory...

Job Title: Analyst - Communications ComplianceAt Interactive Brokers, we are seeking a highly motivated and detail-oriented individual to join our Compliance team as an Analyst - Communications Compliance. This role will play a critical part in ensuring the Firm's communications database is up-to-date and compliant with regulatory requirements.Key...

Compliance Testing DirectorInteractive Brokers LLC is seeking a seasoned Compliance Testing Director to lead our compliance testing program. The ideal candidate will have a deep understanding of U.S. securities and/or commodities regulations and experience in designing, maintaining, and managing a compliance testing program.The primary responsibilities of...

Job Title: Tax ManagerBlake Smith Staffing, LLC is seeking a highly skilled Tax Manager to join our corporate team. As a key member of our tax department, you will be responsible for ensuring compliance with US tax laws and regulations.Key Responsibilities:Coordinate and prepare information for US tax returns, allocate responsibilities, communicate...

A leading financial services firm, Tandym Group, is seeking a highly skilled Financial Services Operations Specialist to join their team in Connecticut.Key Responsibilities:Manage cash flows and handle clearing and settlements.Assist with daily reconciliations, monthly close packages, and annual financial statement preparation.Interact with prime brokers,...

We're looking for a skilled Application Developer to join our team at Atlantic Group. As a specialist asset management firm with over $10 billion AUM, we're seeking an expert to build next-generation applications for our clients.Key responsibilities will include:Supporting the application development needs for trading, operations, risk management, finance,...

Job Title: Travel Mammography SpecialistJob Summary:We are seeking a highly skilled Travel Mammography Specialist to join our team. As a Travel Mammography Specialist, you will be responsible for performing mammography exams on patients of all ages to assist in the diagnosis of breast cancer.Responsibilities:Performing mammography exams on patients of all...

Assistant Controller Job DescriptionOur client, a leading energy company, is seeking a highly motivated and detail-oriented Assistant Controller to join their dynamic finance team. As a key member of the team, you will play a crucial role in shaping the financial future of the company.Key Responsibilities:Lead the month-end close process, ensuring timely and...

Job SummaryWe are seeking a highly skilled Environmental Health Specialist to join our team at the Town of Greenwich, CT. The successful candidate will be responsible for enforcing environmental health laws and regulations, inspecting establishments for compliance, and educating the public on environmental health issues.Key ResponsibilitiesConduct thorough...

About the RoleWe are seeking a highly motivated and experienced litigation attorney to join our General Counsel office in Greenwich, CT, Chicago, IL, or Washington, DC.ResponsibilitiesRepresent the firm in arbitration and other adversarial proceedingsCoordinate with outside counsel on court actions involving the firmRepresent firm employees in third-party...

Job SummaryThe Clinical Nurse Specialist in Home and Community Based Services provides and directs provisions of nursing and personal care to patients in their homes as prescribed by the physician or as authorized by the state/program and in compliance with applicable laws, regulations, and agency policies.The Clinical Nurse Specialist coordinates the plan...

Tax Manager, Public Mortgage REIT ComplianceA leading professional services firm in Connecticut is seeking an experienced Tax Manager to join their team. The ideal candidate will have a strong background in tax accounting and compliance for public mortgage REITs.Responsibilities:Prepare and monitor income tax provisions and related GAAP disclosures.Regularly...