Compliance Director

Director of Compliance Opportunity at SalientMain Responsibilities:Oversee compliance efforts related to Trade Surveillance, Securities Lending, and Self Clearing.Monitor and assess regulatory changes to ensure compliance.Develop and implement a comprehensive compliance program for institutional clients.Conduct regular compliance reviews and audits to...

Job Title: Director of ComplianceWe are Iron Mountains LLC, a leading developer of baby gear and juvenile products. Our mission is to create innovative, safe, and high-quality products that meet the evolving needs of consumers and retailers.We are seeking an experienced Director of Compliance to join our team. As a key member of our organization, you will be...

Job Title: Director of ComplianceAbout the Role:The Director of Compliance will play a critical role in supporting the Vice President – North American Legal and Compliance in the development, maintenance, and operation of the company's North American Corporate Compliance Program. This position will be responsible for establishing, promoting, and managing...

Barrington James is seeking a seasoned Regulatory Affairs Director to lead and manage IND enabling activities, drive regulatory strategy, and ensure compliance with global regulatory requirements.Key Responsibilities:Develop and implement regulatory strategies to support product development and commercializationLead and manage regulatory submissions,...

Job SummaryThe Director of Validation and Compliance will oversee the development, execution, and maintenance of high-quality validation and compliance programs within Transpire Bio. This role will ensure that all validation and compliance activities are conducted in accordance with regulatory guidelines and company policies. The incumbent will provide...

Job Summary:The Trade Compliance Director will lead the implementation of trade compliance requirements across OEM and TS&I locations. This role will serve as the primary trade compliance liaison with executive leadership and manage one trade compliance professional. The ideal candidate will have extensive expertise in ITAR and EAR regulations and strong...

Job SummaryWe are seeking a highly skilled and experienced Environmental Compliance Director to join our team at DFM Development Services LLC. As a key member of our Environmental Compliance Consulting Department, you will play a crucial role in ensuring the timely completion of high-quality work products and delivering exceptional customer service to our...

Director of Financial Reporting and SEC ComplianceThe Director of Financial Reporting and SEC Compliance plays a critical role in ensuring the accuracy and compliance of financial reporting for Solo Brands. This position requires a highly skilled professional with experience in financial reporting, technical accounting, and strong knowledge of U.S. GAAP and...

Job SummaryThe Trade Compliance Director will lead the implementation of trade compliance requirements across OEM and TS&I, serving as the primary liaison with executive leadership and managing one trade compliance professional. This role requires extensive expertise in ITAR and EAR regulations, as well as high business acumen and active engagement in...

Job SummaryThe Executive Director of Assessment and Compliance oversees the processes for internal and external reporting, ensuring academic compliance and managing federal and state reporting processes. This role requires expertise in education policies, regulations, and reporting procedures to ensure the school system remains in full compliance and...

Job SummaryThe Executive Director of Assessment and Compliance oversees the processes for internal and external reporting, ensuring academic compliance and managing federal and state reporting processes. This role requires expertise in education policies, regulations, and reporting procedures to ensure the school system remains in full compliance and...

Job SummaryThe Executive Director of Assessment and Compliance oversees the processes for internal and external reporting, ensuring academic compliance and managing federal and state reporting processes. This role requires expertise in education policies, regulations, and reporting procedures to ensure the school system remains in full compliance and...

Job Title: Tax Compliance DirectorThis role will oversee all tax compliance and processes for Forum's real estate partnerships, serving as the main internal tax contact for Investors in these entities.Key Responsibilities:Manage and complete the year-end tax compliance process for Forum's direct real estate portfolio entities, ensuring accurate and timely...

The Senior Director of Quality and Compliance will play a pivotal role in shaping the company's quality strategy and ensuring compliance with regulatory requirements. This senior leadership position will report directly to the CEO and will be responsible for developing and maintaining best-in-class quality control and quality assurance teams.Key...

Job Title: Associate Director, Fund CompliancePINE Advisor Solutions is seeking a highly motivated Associate Director of Fund Compliance to join our team. As a key member of our compliance department, you will be responsible for providing regulatory compliance oversight services for our registered fund clients.Responsibilities:Lead and mentor a team of...

Job OverviewIntact Technology is seeking a highly experienced and detail-oriented Director of Contracts to join our team. This is a hands-on position reporting to the EVP of Operations.Key Responsibilities:Interface with various internal and external stakeholders to successfully negotiate and execute contracts and subcontracts, including terms and...

We are seeking a seasoned Compliance Director to lead our compliance program for the health and life insurance sector at Larson Maddox. The ideal candidate will have a strong background in regulatory affairs and a proven track record of developing and implementing effective compliance policies and procedures.Key Responsibilities:Develop and maintain...

Compliance Leader Opportunity at WayohAbout the Role:We are seeking a seasoned Compliance Leader to join our team at Wayoh. As a key member of our organization, you will be responsible for overseeing and managing all compliance-related activities within our institution. This includes developing and implementing policies and procedures to ensure compliance...

Compliance Associate Role at JW Michaels & Co.We are seeking a highly skilled Compliance Associate to join our team at JW Michaels & Co., a leading private equity firm based in Los Angeles.Key Responsibilities:Assist with regulatory filings, including SEC forms ADV and form PF, as well as regional licensing and registrations.Review employee trading and...

Compliance AssociateLocation: Fairfield County, CT (on-site)Compensation: $200k-$225k base + BonusKey Responsibilities:Ensure ongoing adoption, implementation, and management of policies, procedures, and controls to comply with regulatory requirements, including the Investment Adviser Act of 1940 and Investment Company Act of 1940, as well as other...