Brokerage Operations Leadership Opportunity
3 weeks ago
Fidelity Investments is a leading provider of financial services, committed to strengthening the financial well-being of our clients. Our mission is to help individuals, companies, and non-profit organizations achieve their financial goals through innovative investment solutions.
Job Description:
We are seeking an experienced Director of Brokerage Operations to lead our evolving team in reinventing core brokerage processes and technologies. As a key leader, you will be responsible for driving deep analytical skills and extensive expertise in brokerage processing to validate and improve various processes, ensuring they meet the highest standards for customer service, flexibility, efficiency, transparency, control, regulatory compliance, and operational risk mitigation.
Key Responsibilities:
- Oversee business flows and transaction processing, ensuring proper and timely resolution of exceptions and anomalies.
- Identify platform and process weaknesses, evaluate product designs and process flows relative to business, service, risk, and compliance requirements.
- Collaborate with business partners and technology developers to implement changes to product offerings, processes, or technologies that eliminate weaknesses and inefficiencies.
- Contribute to the ongoing gathering and analysis of relevant platform data and key measures supporting continuous optimization.
Required Skills and Qualifications:
- Strong subject matter expertise in brokerage operations and processes.
- 8+ years of experience in relevant business areas.
- Facility with key compliance rules and requirements.
- Knowledge of general brokerage operations and processes.
- Facility with technology concepts and the technology development lifecycle.
- Strong process improvement orientation and ability to spot weaknesses in process performance and compliance.
- Experience with DTCC and OCC integration and day-to-day operations.
- Team building and mentorship skills.
- Series 7 & 24 or 99 licensing required.
Salary and Benefits:
The estimated salary range for this position is $85,000-$144,000 per year, based on job responsibilities and scope, geographic location, candidate's relevant experience, and other factors. In addition to a competitive base salary, we offer a wide range of benefits, including comprehensive health care coverage, market-leading retirement plans, generous paid time off and parental leave, charitable giving employee match program, and educational assistance, including student loan repayment, tuition reimbursement, and learning resources to develop your career.
About Fidelity:
Fidelity is a hybrid workplace, blending the best of both onsite and offsite work experiences. We value honesty, integrity, and the safety of our associates and customers within a heavily regulated industry. Certain roles may require candidates to go through a preliminary credit check during the screening process. Candidates who are presented with a Fidelity offer will need to go through a background investigation, detailed in this document, and may be asked to provide additional documentation as requested.
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