Global Broker-Dealer Legal Entity Treasury Specialist

Job Title: Global Broker-Dealer Treasury SpecialistCiti's Global Broker-Dealer Treasury team is seeking a highly qualified professional to support Broker-Dealer funding, capital, and liquidity management and oversight requirements within the Treasury organization.Job Summary:The Global Broker-Dealer Treasury team reports to the Global Broker-Dealer and...

Job Title: Global Broker-Dealer Treasury SpecialistCiti's Global Broker-Dealer Legal Entity Treasury team is seeking a highly qualified professional to support Broker-Dealer funding, capital, and liquidity management and oversight requirements within the Treasury organization.Key Responsibilities:Contribute to analytics and reporting of Broker-Dealer...

Job Title: Technical Business Analyst/Broker DealerSaxon Global is seeking a highly skilled Technical Business Analyst/Broker Dealer to join our team. As a key member of our financial services team, you will play a critical role in driving the success of initiatives focused on improving processes, systems, and workflows within our broker dealer business...

Join Our Team as a Treasury Operations AssociateWe are seeking a highly skilled Treasury Operations Associate to join our team at Selby Jennings. As a key member of our operations team, you will play a critical role in maximizing returns while adhering to regulatory and risk management guidelines.Key Responsibilities:Strategically manage treasury operations...

Job Title: Compliance OfficerWe are seeking a highly skilled Compliance Officer to join our team at iStaff Global Solutions Inc. in NYC, NY.Job Summary:The Compliance Officer will be responsible for ensuring that our broker-dealer operations comply with all relevant regulations and laws, including FINRA, SEC, and MSRB rules.Key Responsibilities:Develop and...

Job DescriptionYou will have strong analytical, process management and communication skills with a proven ability to work with cross-functional teams. You will be responsible for managing interactions with regulatory agencies to ensure compliance with applicable laws and regulations. You will be responsible for preparing regulatory submissions, and...

Job Title: Associate Director, Broker DealerApollo Global Management, Inc. is seeking an experienced Associate Director to join our Broker Dealer team. As a key member of our team, you will be responsible for supporting daily P&L and regulatory net capital calculations related to secondary trading activities.Key Responsibilities:Review front-end system...

Join a leading force in the financial services industry as a Treasury Operations Associate. Our company specializes in brokerage and investment solutions, facilitating the trading of various financial instruments and offering expert guidance to clients.As a key member of our team, you will be responsible for strategically managing treasury operations to...

About the RoleWe are seeking a highly motivated and experienced Compliance Officer to join our Alternative Capital Partners team at Swiss Re. As a key member of our compliance team, you will play a critical role in building and maintaining an effective compliance risk control environment that enables our activities.Key Responsibilities:Provide guidance and...

Job SummaryWe are seeking a highly experienced Chief Compliance Officer to join our team at Tradeweb. As a key member of our organization, you will be responsible for ensuring that our broker-dealer compliance program remains effective and efficient in identifying, preventing, detecting, and remediating regulatory issues.Key ResponsibilitiesDevelop and...

About the RoleWe are seeking a highly skilled and experienced attorney to join our Global Banking and Markets Legal team in New York, McLean VA or Washington DC. As a senior attorney, you will play a key role in supporting the Goldman Sachs' custody business for registered investment advisors (RIA Custody business) and the broker-dealer clearing services...

Job SummaryMizuho Capital Markets Treasury is seeking a highly skilled Treasury Vice President Derivatives Analytics to join our team. As a key member of our derivatives analytics team, you will be responsible for managing and reporting the risks associated with derivatives entities and swap dealers.Key ResponsibilitiesAnalyze derivatives portfolios across...

About the RoleWe are seeking a highly skilled and experienced attorney to join our Global Banking and Markets Legal team in New York, McLean VA or Washington DC. As a key member of our team, you will provide legal and regulatory support to our custody business for registered investment advisors (RIA Custody business) and the broker-dealer clearing services...

Job SummaryMizuho Corporate Bank is seeking a highly skilled Treasury VP, Derivatives Analytics to join our team. As a key member of our Treasury Derivatives team, you will be responsible for managing and reporting the risks associated with derivatives entities and swap dealers.Key ResponsibilitiesAnalyze derivatives portfolios across legal entities to...

Job DescriptionYou will have strong analytical, process management and communication skills with a proven ability to work with cross-functional teams.Key Responsibilities:Manage interactions with regulatory agencies to ensure compliance with applicable laws and regulations.Prepare regulatory submissions and coordinate responses to inquiries from regulatory...

About the RoleAIG Treasury is a global organization within the Finance division of AIG, with offices in New York City, Houston, London, Dublin, Japan, and India. The FX (Foreign Exchange) Treasury team, based in New York City, is responsible for managing all aspects of FX risk globally.We are seeking a candidate with a Finance/Accounting background, who has...

Job Title: Compliance Officer - Global Banking & MarketsAt Goldman Sachs, we are committed to fostering a culture of compliance and risk management. As a Compliance Officer - Global Banking & Markets, you will play a critical role in ensuring that our business practices align with regulatory requirements and industry standards.Key Responsibilities:Provide...

Job SummaryThe Holding Company Treasury Analyst will play a crucial role in contributing to multiple Treasury disciplines, including Legal Entity Capital management, Liquidity Management, Resolution planning, and Cross-affiliate Treasury management.This role will require the candidate to learn all aspects of the Holding company Legal entity Treasury group...

Head of Regulatory Reporting Swap DealerA leading tech investment firm in New York City is seeking an experienced Finance professional to lead their regulatory reporting efforts as Head of Regulatory Reporting Swap Dealer.Key Responsibilities:Ensure compliance with swap dealer financial regulatory requirements, including CFTC and NFA regulations.Oversee...

Job Title: Global Treasury ManagerWe are seeking a highly skilled Global Treasury Manager to join our team at Solomon Page. This is a fantastic opportunity to work with a high-profile entertainment firm and contribute to the success of their treasury operations.Key Responsibilities:Oversee compliance with debt covenants and reporting requirements to ensure...