Risk Internal Audit and Compliance Lead

3 weeks ago


Chicago, Illinois, United States Plante Moran Full time

About the role

Job Overview:

We are seeking a highly skilled Risk Internal Audit and Compliance Lead to join our team. As a key member of our practice, you will be responsible for leading engagements and providing internal audits for a variety of clients, including Enterprise Risk Management, Foreign Corrupt Practices Act, Gap Analysis, Internal Audit, Quality Assurance Review, SOX Compliance, and Segregation of Duties.

About the Job Description:

  • Technical skills are required for this position. You should have experience in managing and leading engagements by providing internal audits.
  • The ideal candidate will have business experience working with clients and managing multiple projects.
  • You will identify key risks and mitigating factors of potential investments, conduct statistical analyses to quantify risk, and devise systems and processes to monitor validity of risk modeling outputs.
  • Responsibilities include planning, and contributing to development of, risk management systems, producing reports and presentations that outline findings, explaining risk positions, and recommending changes.
  • Also, you will gather risk-related data from internal or external resources, participate in client meetings and site visits, and interact with top-level management to acquire and assess important information for engagement.
  • As a leader, you will delegate and manage the work of consultants in practice, monitor/maintain morale of engagement, conduct performance reviews, and contribute to feedback for staff, and follow up with staff relative to career development objectives/plan.

Key Responsibilities:

  • Lead engagements and reporting assistance/analysis for engagements.
  • Identify and analyze areas of potential risk to the assets, earning capacity, or success of the organization.
  • Document, and ensure communication of, key risks.
  • Devise systems and processes to monitor validity of risk modeling outputs.
  • Develop and implement risk-assessment models and methodologies.
  • Plan, and contribute to development of, risk management systems.
  • Produce reports and presentations that outline findings, explain risk positions, and recommend changes.
  • Gather risk-related data from internal or external resources.
  • Participate in client meetings and site visits while interacting with top-level management to acquire and assess important information for engagement.

Required Skills and Qualifications:

  • 8+ years of recent or current experience in an audit practice or the ERS practice of a public accounting firm or technical consulting.
  • Business experience working with clients and managing multiple projects.
  • Proven practice development (sales) experience is required.

About Our Benefits:

Plante Moran offers eligible staff a robust benefits package, which includes health, dental, vision, disability, and life insurance. We also provide Flexible Time Off, various pre-determined holidays, a balance fund, 401(k) plan, flexible benefits plans, business-related travel expense, lodging, and meal reimbursement for business-related use. A Pension plan is available for eligible administrative and paraprofessional staff. A discretionary bonus plan is available for eligible staff.

About Us:

At Plante Moran, we strive to create a culture where each person feels accepted and valued. We believe that each person's ultimate potential begins with first acknowledging their inherent dignity. When we can recognize - and celebrate - our many human differences, we're able to create a workplace where all staff feel a sense of belonging and an opportunity to succeed.



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