Senior Audit Professional
1 week ago
Overview
We are looking for a highly experienced Risk-Based Operational Auditor to join our team at Request Technology, LLC.
Job Description
The Senior Audit Professional will support the team in delivering assigned audits within the annual audit plan, confirming professional auditee experience, and owning the audit quality, accuracy of results, and delivery in a timely manner.
Key Responsibilities
- Support the team on delivery of assigned audits within the annual audit plan.
- Confirm professional auditee experience.
- Owning the audit quality, accuracy of results, and delivery in a timely manner.
- Proactively identify regulatory, operational, and/or strategic risks to the organization and bring them to your engagement team.
- Maintain an understanding of policies, procedures, standards, and supporting technologies, and educate staff accordingly, to effectively identify potential risks and alternatives to mitigate risk exposure leveraging leading practices.
Qualifications
- Bachelor's degree in accounting, finance or related field.
- 5+ years of experience in risk-based operational and compliance audits and projects, business process reviews and internal audits.
- Microsoft Office applications.
Additional Requirements
- Consulting and/or accounting firm experience.
- Experience in Financial Services/Security Industry and working with regulatory organizations such as Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve.
- Certified Financial Services Auditor (CFSA), Certification in Risk Management Assurance (CRMA), Certified Internal Auditor (CIA), Certified Public Accountant (CPA).
Compensation Package
$100,000 - $120,000 per year, plus 15% bonus.
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