Corporate Securities Expert
3 weeks ago
About the Job
We are looking for a highly skilled Corporate Securities Expert to join our team. In this role, you will provide legal advisory and compliance services to public companies, ensuring they meet regulatory requirements.
Job Description:
- Provide expert advice on securities regulations and compliance
- Handle public and private securities offerings and transactions
- Navigate national securities exchange listing requirements and compliance issues
- Prepare and review periodic reports and proxy statements
- Manage and draft Section 16 filings
- Develop and implement corporate governance practices
Requirements:
- Minimum 6 years of experience in securities law
- In-depth understanding of public company regulatory frameworks and securities transactions
- Current Bar admission in one of the following jurisdictions: Boston, NYC, Philadelphia, or Washington DC
Preferred Qualifications:
- Experience with broker-dealers, FINRA, investment advisors, or fund formation
- Proven track record of leading complex securities transactions and compliance programs
- Ability to mentor and lead junior associates
- Strong negotiation and communication skills
- Previous experience in a large firm environment
Salary: $230,000 - $260,000 per year
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