Fund Regulatory Specialist

5 days ago


New York, New York, United States cesna Full time
About Cesna

Cesna is a leading financial services firm dedicated to providing innovative investment solutions to clients worldwide.

We are seeking a highly skilled Fund Regulatory Specialist to join our team, responsible for ensuring the firm's compliance framework adheres to all applicable regulations.

Responsibilities:

  • Maintain compliance with SEC and FINRA regulations, as well as internal fund guidelines.
  • Develop and implement operational processes to improve efficiency and accuracy in fund management.
  • Collaborate with internal teams to ensure effective compliance practices are in place.

Requirements:

  • A minimum of 3 years of experience in fund compliance and operations.
  • Strong understanding of the relevant regulatory landscape.
  • Proficiency in English is required.

The ideal candidate will possess strong analytical skills and a keen attention to detail. They must be able to work effectively within cross-functional teams and independently. An estimated annual salary for this role is $150,000-$200,000, depending on location and experience. We offer a competitive benefits package and opportunities for career growth.



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