Market Supervision Manager

22 hours ago


Little Rock, Arkansas, United States Bank of America Full time
Job Description:

At Bank of America, we are committed to helping our clients achieve their financial goals through responsible growth and innovation. As a Market Supervision Manager, you will play a critical role in supporting the Merrill Wealth Management Market Executive in achieving business objectives and minimizing regulatory and financial risk.

Key Responsibilities:
  • Support business objectives and contribute to market profitability by influencing Financial Advisor business practices to minimize regulatory, financial, and reputational risks.
  • Work independently or with minimal guidance, keeping the Market Executive and Division Supervision Executive informed on significant matters.
  • Ensure Financial Advisors are properly licensed and respond to regulatory inquiries and resolve client concerns or complaints.
Requirements:
  • Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses.
  • Series 3, 31 licenses, if warranted.
  • Minimum of 5+ years professional experience.
  • Proven ability to manage risk, make sound decisions by having a deep understanding of industry regulations, supervisory requirements, policies/procedures, wealth management concepts, and financial services products.
Preferred Qualifications:
  • Ability to speak in terms of client needs and concerns, and coach Financial Advisors on aligning solutions to goals in a suitable and controlled way.
  • A deep appreciation and understanding of our client-centric strategy.
  • Strong interpersonal skills to provide coaching to Financial Advisors to mitigate risk through segmentation, disciplined investment practices, and documentation.
  • Strong analytical skills with ability to identify trends, root cause and effects, and implement improved processes to mitigate risk.
  • Demonstrated strong and effective leadership style through clear communication and collaboration with others, making sound decisions with courage and conviction.
What You'll Accomplish:
  • Manage delegated compliance, administrative and business functions related to the Merrill Wealth Management Market Executive's overall managerial responsibilities for parent and associate offices.
  • Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk.
  • Coach advisors in supporting the company strategy and continuing to grow their businesses.
Bank of America is an Equal Employment Opportunity and Affirmative Action Employer:

Bank of America and its affiliates consider for employment and hire qualified candidates without regard to race, religious creed, religion, color, sex, sexual orientation, genetic information, gender, gender identity, gender expression, age, national origin, ancestry, citizenship, protected veteran or disability status or any factor prohibited by law.


  • Marketing Manager

    24 hours ago


    Little Rock, Arkansas, United States Arkansas Department of Workforce Services Full time

    Marketing Manager Job DescriptionThis role is part of the Arkansas Department of Workforce Services team, responsible for promoting Essick Air Products and Champion Cooler.Key Responsibilities:Develop and implement marketing strategies to meet market demands.Collaborate with the marketing team, business partners, and external partners to craft effective...


  • Little Rock, Arkansas, United States Norstella Full time

    About NorstellaNorstella is a leading provider of data and intelligence on clinical trials, drug treatments, medical devices, and regulatory and commercial landscapes. Our customers rely on us to deliver vital advantage when making critical R&D and commercial decisions.The RoleWe are seeking an experienced and strategic Product Marketing Manager to join our...


  • Little Rock, Arkansas, United States Cribl Full time

    About the RoleCribl is seeking a highly skilled Senior Marketing Events Manager to lead the development and execution of our marquee corporate trade shows. This is a critical role in our marketing strategy, driving awareness, generating leads, and engaging with our target audiences.Key ResponsibilitiesDevelop and execute the events strategy for driving...


  • Little Rock, Arkansas, United States The Nature Conservancy Full time

    About the RoleThe Senior Production Manager, Midwest is a key member of the Midwest Marketing and Communications Division, responsible for leading the scheduling, budgeting, and development of printed and collateral marketing materials for programs served by the division.Key ResponsibilitiesManage and serve as team lead on large gang-run projects, including...


  • Little Rock, Arkansas, United States Cribl Full time

    About the RoleCribl is seeking a highly skilled Senior Marketing Events Manager to lead the development and execution of our marquee industry trade shows. As a key member of our corporate events team, you will be responsible for driving awareness, generating leads, and engaging with our target audiences through strategic event planning and management.Key...

  • Marketing Director

    3 weeks ago


    Little Rock, Arkansas, United States Arkansas Department of Workforce Services Full time

    Marketing Manager Job DescriptionWe are seeking a highly motivated and versatile Marketing Manager to join our team at Arkansas Department of Workforce Services. The successful candidate will be responsible for developing and implementing effective marketing strategies to drive business growth and meet market demands.Key Responsibilities:Develop and execute...

  • Marketing Director

    24 hours ago


    Little Rock, Arkansas, United States Arkansas Department of Workforce Services Full time

    Marketing Manager Job DescriptionWe are seeking a highly motivated and versatile Marketing Manager to join our team at Arkansas Department of Workforce Services. The successful candidate will be responsible for developing and implementing effective marketing strategies to drive business growth and meet market demands.Key Responsibilities:Develop and execute...

  • Marketing Director

    19 hours ago


    Little Rock, Arkansas, United States Halff Associates Full time

    Job Title: Marketing ManagerHalff Associates is seeking a highly skilled Marketing Manager to join our team. As a Marketing Manager, you will be responsible for developing and leading the marketing program in cooperation with Halff's Marketing Leadership and the Office Managers.Key Responsibilities:Manage multiple Marketing Coordinators and establish and...

  • Marketing Coordinator

    3 weeks ago


    Little Rock, Arkansas, United States Bank OZK Full time

    Job SummaryWe are seeking a highly motivated and organized Marketing Assistant to support our Marketing and Communications teams in achieving our business and brand objectives.Key ResponsibilitiesSupport the development and implementation of marketing campaigns and initiatives.Manage and track marketing assets, including QR codes, campaign collateral, and...

  • Marketing Strategist

    4 hours ago


    Little Rock, Arkansas, United States Your Bright future Full time

    Unlock Your Potential as a Marketing ManagerAre you a marketing enthusiast with a passion for creating engaging content that resonates with a global audience? Do you have a knack for developing innovative social media strategies that drive results?We're seeking a driven Marketing Manager to join our team at Your Brighter Future, a globally recognized leader...


  • Little Rock, Arkansas, United States Arkansas Heart Hospital Full time

    Job Title: Marketing SpecialistJoin Arkansas Heart Hospital's marketing team as a Marketing Specialist, responsible for developing and executing marketing strategies to drive business growth.Key Responsibilities:Assist in the daily operation of the marketing group, ensuring smooth workflow and representing the department as requested.Collaborate with...

  • Marketing Coordinator

    2 weeks ago


    Little Rock, Arkansas, United States Arkansas Heart Hospital Full time

    Job Title: Marketing SpecialistJoin Arkansas Heart Hospital as a Marketing Specialist and play a key role in promoting our brand and services. As a member of our marketing team, you will be responsible for developing and executing marketing strategies to engage our target audience and drive business growth.Key Responsibilities:Develop and implement marketing...


  • Little Rock, Arkansas, United States Arkansas Heart Hospital Full time

    Job SummaryWe are seeking a highly skilled Marketing Specialist to join our team at Arkansas Heart Hospital. As a key member of our marketing team, you will be responsible for developing and executing marketing strategies to drive business growth and engagement.Key ResponsibilitiesDevelop and implement marketing plans to achieve business...


  • Little Rock, Arkansas, United States ArchWell Health Full time

    Job Summary:The Director of Market Operations is a critical leadership role at ArchWell Health, responsible for driving the success of our centers in a metropolitan area. This individual will lead the market's financial objectives while ensuring superior employee and patient satisfaction.Key Responsibilities:Develop and implement market launch plans in...


  • Little Rock, Arkansas, United States College Hunks Hauling Junk & Moving Full time

    Marketing Representative OpportunityWe are seeking a highly motivated and enthusiastic Marketing Representative to join our team at College Hunks Hauling Junk and Moving. As a key member of our marketing team, you will play a vital role in promoting our brand and services in Arkansas.Key Responsibilities:Develop and execute marketing campaigns to drive...


  • Little Rock, Arkansas, United States USAble Life Full time

    About USAble LifeUSAble Life is a dynamic and diverse group of individuals working together to make a meaningful difference in the lives of our customers and employees. We are committed to delivering the best products and services, and our passion for our people is matched only by our passion for our customers.Job SummaryWe are seeking a highly skilled...


  • Little Rock, Arkansas, United States USAble Life Full time

    About USAble LifeUSAble Life is a diverse group of individuals working together to make a meaningful difference in the lives of our customers and employees. We are committed to delivering the best products and services, and our passion for our people is matched only by our passion for our customers.Job DescriptionWe are seeking a Product Marketing Specialist...

  • Marketing Coordinator

    4 weeks ago


    Little Rock, Arkansas, United States Frost Full time

    Marketing Coordinator Job DescriptionFrost PLLC is seeking a highly skilled Marketing Coordinator to join our team. As a Marketing Coordinator, you will play a key role in executing campaigns, managing social media, and supporting strategic initiatives.Key Responsibilities:Collaborate with partners and marketing to fully understand product, service, and...


  • Little Rock, Arkansas, United States Frost Full time

    Marketing Coordinator Job DescriptionFrost PLLC is seeking a highly skilled Marketing Coordinator to join our team. As a Marketing Coordinator, you will play a key role in executing campaigns, managing social media, and supporting strategic initiatives.Key Responsibilities:Collaborate with partners and marketing to fully understand product, service, and...


  • Little Rock, Arkansas, United States American Data Network Full time

    Job Title: Writer & Content Marketing SpecialistWe are seeking a talented and creative Writer & Content Marketing Specialist to join our team at American Data Network. As a key member of our marketing team, you will be responsible for developing high-quality content that communicates our value proposition and supports our marketing goals.Key...