Risk and Compliance Consultant

1 week ago

San Francisco, California, United States Ernst and Young Full time

We are seeking a highly skilled Risk and Compliance Consultant to join our team in the Power & Utilities sector. In this role, you will be responsible for managing multiple client engagement teams at an executive level within the practice and the firm.

The Opportunity

Our consulting risk services aim to provide clients with a candid and reliable overview of their risk landscape. You will work with high-level client personnel to address compliance, financial, and operational risks, performing regulatory compliance work, internal control testing, developing internal audit plans, and providing internal audit services on an outsourcing basis.

  • You will assess the client's current state internal controls and SOX framework to mitigate risk, providing guidance and sharing knowledge with team members and participating in performing procedures focusing on complex, judgmental, and/or specialized issues.
  • You will brief the engagement team on the client's IA environment and trends, analyzing and interpreting relevant regulations and key industry guidelines to understand client implications.
  • You will prepare detailed flowcharts based on stakeholder walkthroughs to outline key worksteps, identify relevant systems and data points, and inventory risks and controls.
  • You will assess large data sets and sample evidence to support detailed testing and regulatory compliance filings, leveraging strong written and verbal communication skills to articulate regulations, related considerations, and testing conclusions to key stakeholders and regulatory bodies.
  • You will maintain relationships with client management to manage expectations of service, including work products, timing, and deliverables.
Requirements

To qualify for this role, you must have a bachelor's or master's degree, a minimum of 3 years of experience working as an IA auditor or IA risk adviser for a public accounting firm, a professional services firm, or within industry.

  • You should have significant experience in applying relevant technical knowledge in engagements such as assessing internal controls frameworks, developing risk remediation strategies, performing and interpreting gap analysis, and experience in Enterprise Resource Management and related risk analysis.
  • You should be available to travel outside of your assigned office location at least 50% of the time, plus commute within the region. A valid passport is required.
Preferred Qualifications

A bachelor's or master's degree in business, accounting, finance, or a related discipline is desired. CPA, CA, CISA, CISSP, CISM, CBCP, CIA, CIPP, CGEIT certification is also preferred.

What We Offer

In this role, you can expect a comprehensive compensation and benefits package, with a base salary range of $81,200 to $148,900, depending on location and qualifications. Our Total Rewards package includes medical and dental coverage, pension and 401(k) plans, and a wide range of paid time off options.

We value diversity and inclusion, offering flexible vacation policies, winter/summer breaks, personal/family care, and other leaves of absence when needed to support your well-being. Join us in creating a better working world, where everyone has the opportunity to thrive.

  • Risk Management Consultant

    3 weeks ago

    San Francisco, California, United States ZipRecruiter Full time

    About Sia PartnersSia Partners is a next-generation management consulting firm. We offer a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior value to our clients.We have a global footprint and expertise in more than 30 sectors and services, optimizing client projects worldwide. Through our Consulting for Good...

  • Regulatory Compliance Consultant

    3 weeks ago

    San Francisco, California, United States Sia Partners Full time

    Company Overview:Sia Partners is a global management consulting firm that provides innovative solutions to clients in various sectors. Our team of experts offers a unique blend of AI and design capabilities, enabling us to deliver superior value to our clients.We are committed to fostering a sense of community within and among our offices, promoting...

  • Compliance Risk Management Expert

    3 weeks ago

    San Francisco, California, United States Sia Partners Full time

    Job OverviewWe are seeking a highly skilled Compliance Risk Management Expert to join our team at Sia Partners.Company OverviewSia Partners is a leading management consulting firm that offers a unique blend of AI and design capabilities. With a global footprint and expertise in over 30 sectors and services, we optimize client projects worldwide. Our...

  • Compliance Risk Manager

    3 weeks ago

    San Francisco, California, United States Unreal Gigs Full time

    At Unreal Gigs, we're seeking a Compliance Risk Manager to join our team.The estimated salary for this role is $95,000 per year.About the RoleWe're looking for an experienced professional with a strong background in regulatory compliance to manage and mitigate risks across various industries.Key Responsibilities:Monitor and assess regulatory frameworks...

  • Senior Director of Risk and Compliance Oversight

    3 weeks ago

    San Francisco, California, United States Ripple Full time

    Ripple is seeking a Senior Director, Internal Audit to lead its global internal audit program and build a robust "third line of defense." This role will oversee all members of the Internal Audit team as well as consultants, creating a risk-based annual audit plan and supervising audits conducted pursuant to that plan. The position will be responsible for...

  • Audit Technology Risk Manager

    3 weeks ago

    San Francisco, California, United States The RealReal Full time

    Join The RealReal, the world's largest online marketplace for authenticated resale luxury goods, in a unique opportunity to lead and build integrated risk and compliance programs.About the RoleWe are seeking an experienced Audit Technology Risk Manager to help develop and implement an integrated risk and controls program that mitigates existing and emerging...

  • Risk and Compliance Solution Lead

    4 days ago

    San Francisco, California, United States ShiftCode Analytics Full time

    About the RoleShiftCode Analytics seeks an experienced Sr. SAI360 Architect to lead our Risk and Compliance Solution team. As a key member of our team, you will play a crucial role in shaping our company's approach to risk and compliance management.You will be responsible for designing, developing, and implementing interfaces, custom services, and solutions...

  • Risk Engineering Consultant

    3 weeks ago

    San Francisco, California, United States Zurich Insurance Company Ltd. Full time

    Zurich Insurance Company Ltd. is a leading global organization with over 150 years of experience managing risk and supporting resilience.Role OverviewWe are seeking a Senior Risk Engineering Consultant to join our team in the Construction Casualty Lines of Business in our West region. This role includes working from home in Southern California, with...

  • Construction Project Risk Consultant

    7 days ago

    San Francisco, California, United States Auriga Corporation Full time

    About the RoleAuriga Corporation is seeking a seasoned Construction Project Risk Consultant to assist in providing high-quality risk management services for our clients.With 5-7 years of experience in risk management, you will be responsible for identifying and mitigating financial, safety, and security risks that may impact our clients' projects.Key...

  • Senior Risk Management Consultant

    3 weeks ago

    San Francisco, California, United States CNA Full time

    About This RoleAs a Senior Risk Management Consultant at CNA, you will play a crucial part in ensuring the successful management of complex claims.

  • Chief Risk Officer

    3 weeks ago

    San Francisco, California, United States Early Warning® Full time

    Company Overview:At Early Warning, we've powered and protected the U.S. financial system for over thirty years with cutting-edge solutions like Zelle, PazeSM, and so much more. As a trusted name in payments, we partner with thousands of institutions to increase access to financial services and protect transactions for hundreds of millions of consumers and...

  • Regulatory Compliance Project Manager

    3 weeks ago

    San Francisco, California, United States Sia Partners Full time

    At Sia Partners, a leading management consulting firm, we are seeking a highly skilled Regulatory Compliance Project Manager to join our Risk, Regulatory & Compliance Business Unit. With a strong focus on AI and design capabilities, we offer a unique blend of expertise in over 30 sectors and services.We are committed to Excellence, Entrepreneurship, and...

  • Compliance Risk Management Professional

    3 weeks ago

    San Francisco, California, United States GPAC Full time

    About the RoleThe AML Specialist is a key position in the banking industry, requiring expertise in monitoring and analyzing financial transactions to prevent suspicious activity. As a Compliance Risk Management Professional, you will play a lead role in assisting leadership with developing strategies to mitigate financial crimes.Key ResponsibilitiesWork...

  • Strategic Risk Management and Compliance Counsel

    3 weeks ago

    San Francisco, California, United States Lateral Link Full time

    Lateral Link, a renowned law firm, is seeking a seasoned Risk Management and Compliance Counsel to join its esteemed team. This exceptional opportunity is designed for an accomplished professional who will collaborate closely with the General Counsel, Risk Attorneys, and Director of Risk Management.The ideal candidate will possess excellent analytical and...

  • Technology Risk Professional

    6 days ago

    San Francisco, California, United States KPMG Full time

    About the OpportunityKPMG offers a unique opportunity for a Technology Risk Senior to join our growing Advisory Services practice. This role will involve designing, coordinating, and overseeing client engagements in one or more areas such as IT strategy and transformation programs, agile software development/DevOps, business continuity and disaster recovery,...

  • Senior Risk Consultant

    3 weeks ago

    San Diego, California, United States Aon Full time

    Aon is a leading global professional services firm that provides a range of solutions to help clients navigate the complexities of risk, reward, and opportunity. We are currently seeking a highly skilled Senior Risk Consultant to join our team.About the RoleThis is an exciting opportunity for a seasoned professional with expertise in property protection to...

  • Compliance Risk Manager

    2 days ago

    San Francisco, California, United States Intelliswift Software Full time

    About the RoleWe are looking for a talented Regulatory Compliance Specialist to join our team at Intelliswift Software.In this role, you will be responsible for supporting our client's compliance with regulatory requirements across multiple jurisdictions in the U.S. and Canada.Your key responsibilities will include managing licensing processes, preparing...

  • Risk and Compliance Technical Lead

    4 days ago

    San Francisco, California, United States Brex Full time

    Key Responsibilities: Ensure high-quality data for decisioning systems utilizing best-in-class services.Develop low-latency decision systems for assessing risk during customer onboarding, payments, authentication, and in-app.Build in-product levers that enhance decisioning systems while making risk management invisible.Build systems and tools for...

  • AML and Regulatory Compliance Specialist

    2 weeks ago

    San Francisco, California, United States Crowe Full time

    Your career at Crowe can be a journey of growth, innovation, and impact. With flexible work arrangements, you have the freedom to balance your work life with personal moments, delivering results that matter. We value diversity, care for your well-being, and foster an environment where everyone has equal opportunities for career advancement and...

  • Regulatory Compliance Management Specialist

    4 days ago

    San Francisco, California, United States Sia Partners Full time

    Job OverviewSia Partners, a next-generation management consulting firm, is seeking a skilled Regulatory Compliance Management Specialist to join our team. This role offers the opportunity to work closely with clients' Compliance and Legal leadership teams, leading cross-functional initiatives around Compliance, Data Privacy, Legal Operations, and Process.We...