Fund/Securities Transactional Attorney

2 weeks ago


New York, New York, United States Fawkes IDM Full time
Job Overview

Fawkes IDM is seeking a highly skilled Fund/Securities Transactional Attorney to join our team. As a key member of our legal department, you will play a critical role in advising clients on a range of securities transactions, including public offerings, private placements, and Regulation D offerings.

Key Responsibilities
  • Review and Negotiate Fund Documentation

Review and negotiate fund documentation, including limited partnership agreements, subscription agreements, and side letters, to ensure compliance with relevant laws and regulations.

Advising on Securities Transactions

Advise clients on a range of securities transactions, including public offerings, private placements, and Regulation D offerings, to ensure compliance with relevant laws and regulations.

Due Diligence Investigations

Conduct due diligence investigations in connection with prospective investments to ensure compliance with relevant laws and regulations.

Regulatory Compliance

Prepare and file required regulatory forms with the SEC, FINRA, and other regulatory bodies to ensure compliance with relevant laws and regulations.

Client Guidance

Provide legal and regulatory guidance to clients on compliance with federal and state securities laws to ensure compliance with relevant laws and regulations.

Investment Strategies

Coordinate with colleagues and clients in the development of investment strategies to ensure compliance with relevant laws and regulations.

Client Relationships

Manage client relationships and ensure high-quality service delivery to meet client needs and expectations.

Requirements
  • Experience

7+ years of experience with fund formation, governance, and transactions and/or securities matters.

Applicable Bar Admission

Applicable bar admission is required.



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