Senior Registered Fund Attorney

1 week ago


New York, New York, United States iCapital Full time
About the Role

iCapital is seeking a highly skilled Registered Fund Attorney to join its Legal team. The ideal candidate will have experience in representing perpetual capital vehicles in the 1940 Act space, handling compliance and regulatory issues, capital raising, marketing, investor relations, fund formation and structuring, corporate transactional matters, and more.

Responsibilities
  • Negotiate agreements with fund managers and BDCs, non-traded REITs, private REITs, and other closed-end funds registered under the 1940 Act.
  • Draft and review registered fund offering materials and private fund legal documentation.
  • Assist with regulatory and compliance matters, including affiliated transactions, fund-of-fund arrangements, and advisory and distribution contracts.
  • Advise on the legal implications of offering new and existing products and services.
  • Coordinate use of outside legal counsel for various issues, including regulatory, corporate, and fund investment work.
  • Review materials for SEC and FINRA compliance.
  • Draft and review contracts, non-disclosure agreements, and other legal documentation.
  • Perform ad hoc research projects.
Qualifications
  • 5+ years of fund formation experience within the registered fund or mutual fund space.
  • Strong knowledge of the 1940 Act.
  • Member in good standing of the New York Bar or another state or jurisdiction.
  • Law firm or in-house experience at an asset management firm is a plus.
  • Strong interpersonal and leadership skills.
  • Willingness to learn new topics and work in an evolving business environment.
  • High level of integrity.
  • Organized and detail-oriented with big picture capability.
Benefits

iCapital offers a comprehensive benefits package, including a competitive salary range of $180,000 to $220,000, equity for all full-time employees, an annual performance bonus, and a generous benefits package.



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