Investment Operations Specialist

3 weeks ago


Fort Lauderdale, Florida, United States Regions Bank Full time

Job Description:

At Regions Bank, we are seeking a highly skilled Investment Operations Specialist to join our team. This role will provide operational support to our Investment Services division, ensuring the smooth execution of daily tasks and activities.

Key Responsibilities:

  • Collect, log, and ensure filing accuracy of Financial Advisor account transaction packages on a monthly basis.
  • Act as a resource to Financial Advisors, coordinating support and coaching for ad hoc requests and questions in various platforms.
  • Facilitate marketing campaigns by compiling new and relevant content in Marketing Central at the direction of Financial Advisors.
  • Participate in semi-annual audits of Financial Advisors' Book of Business to ensure compliance guidelines are met.
  • Update and review operational task procedures approved by compliance.

Requirements:

  • High School Diploma or GED.
  • Three (3) years of banking or financial services experience.
  • Bank brokerage experience is a plus.

Benefits:

Regions Bank offers a comprehensive benefits package, including paid vacation/sick time, 401K with company match, medical, dental, and vision benefits, disability benefits, health savings account, flexible spending account, life insurance, parental leave, employee assistance program, and associate volunteer program.

Location:

Fort Lauderdale, Florida.



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