Equity Research Control Specialist
3 days ago
Job Title: Equity Research Control Specialist
Job Summary:
We are seeking an experienced Equity Research Control Specialist to join our team at Pinnacle Group, Inc. The successful candidate will be responsible for designing and implementing first-line controls with respect to regulatory requirements, client policies, and industry best practices.
Key Responsibilities:
- Execute risk framework requirements such as the RCSA, creation and alignment of metrics
- Establish governance for open and upcoming items across all risk inventories and programs
- Collaborate with Line of Business (LOB) partners on control design, implementation, and monitoring
- Ensure the LOB profile of applicable regulations and associated controls is maintained and monitored
- Ensure appropriate connectivity, linkage, and integration with in-region international risk management teams
- Establish the inventory of all relevant business processes, governance channels, internal testing, audit, and regulatory engagements is maintained
- Conduct risk assessments to evaluate the adequacy and effectiveness of policies, procedures, processes, systems, technology, and internal controls
- Participate in business growth initiatives and maintain awareness of platform changes
- Awareness and involvement in regulatory change control, and alignment of related controls
Requirements:
- Direct experience with Equity Research and related control frameworks
- Demonstrated understanding of rules and regulations applicable to the Equity Research business
- Experience with operational risk framework, the RCSA, and related control programs
- Prior experience in a business control or compliance role with focus on control design and evaluation
- Prior experience with governance frameworks and management reporting of non-financial risk profiles
Desired Qualifications:
- Strong analytical and problem-solving skills
- Excellent communication and interpersonal skills
- Ability to work in a fast-paced environment and prioritize multiple tasks
- Strong attention to detail and organizational skills
-
Pest Control Specialist
11 hours ago
Charlotte, North Carolina, United States ClearDefense Pest Control Full timeJob DescriptionJob Title: Pest Control Service SpecialistJob Summary:We are seeking a highly motivated and detail-oriented Pest Control Service Specialist to join our team at ClearDefense Pest Control. As a Pest Control Service Specialist, you will be responsible for utilizing integrated pest-management techniques to prevent and control pest populations...
-
Diversity, Equity, and Inclusion Specialist
3 weeks ago
Charlotte, North Carolina, United States Equitable Services Full timeAbout the RoleWe are seeking a highly motivated and detail-oriented Diversity, Equity, and Inclusion Specialist to join our team at Equitable Services. As a key member of our organization, you will play a critical role in shaping our company culture and promoting a workplace that values diversity, equity, and inclusion.Key ResponsibilitiesConduct research on...
-
Pest Control Specialist
7 days ago
Charlotte, North Carolina, United States ClearDefense Pest Control Full timeJob OverviewClearDefense Pest Control is seeking a highly motivated and detail-oriented Pest Control Service Specialist to join our team. As a key member of our operations team, you will be responsible for utilizing integrated pest-management techniques to prevent and control pest populations while maintaining exceptional customer service.Key...
-
Pest Control Specialist
5 days ago
Charlotte, North Carolina, United States Triangle Pest Control Full timeJob OpportunityWe are seeking a highly skilled and motivated individual to join our team as a Pest Specialist. As a key member of our team, you will play a critical role in protecting homes and the surrounding environment from unwanted insects using state-of-the-art technology.Why Work with Us?We value our team members and offer a positive and supportive...
-
Diversity, Equity, and Inclusion Specialist
4 weeks ago
Charlotte, North Carolina, United States Equitable Services Full timeAbout the RoleWe are seeking a highly motivated and detail-oriented individual to join our team as a Diversity, Equity, and Inclusion Associate. This role will play a critical part in shaping our company culture and promoting a workplace that values diversity, equity, and inclusion.Key ResponsibilitiesConduct research on best practices in diversity, equity,...
-
Control Management Specialist
2 weeks ago
Charlotte, North Carolina, United States Wells Fargo Full timeAbout Wells FargoWells Fargo is a leading financial services company that values diversity, equity, and inclusion in the workplace. We are committed to building a better future for our customers and employees.Job SummaryWe are seeking a Control Management Specialist to join our team. In this role, you will be responsible for performing issue management...
-
Senior Control Management Specialist
2 weeks ago
Charlotte, North Carolina, United States Wells Fargo Full timeAbout This RoleWe are seeking a highly skilled Senior Control Management Specialist to join our Small Business Banking Control Team. As a key member of our team, you will play a critical role in identifying, assessing, managing, and mitigating current and emerging risk exposures associated with our processes.Key ResponsibilitiesParticipate in identifying,...
-
Business Control Specialist
2 weeks ago
Charlotte, North Carolina, United States Hispanic Technology Executive Council Full timeJob Title: Sr. Business Control SpecialistAt Hispanic Technology Executive Council, we are committed to excellence in all aspects of our business. We are seeking a highly skilled Sr. Business Control Specialist to join our team.This role is responsible for driving and executing on internal control discipline and operational excellence within a Line of...
-
Sr Business Control Specialist
1 week ago
Charlotte, North Carolina, United States Bank of America Full timeJob Title: Sr Business Control SpecialistAt Bank of America, we are committed to delivering exceptional results through our commitment to responsible growth. As a Sr Business Control Specialist, you will play a critical role in ensuring the integrity of our financial systems and processes.Job Summary:The Sr Business Control Specialist will be responsible for...
-
Sr Business Control Specialist
5 days ago
Charlotte, North Carolina, United States Bank of America Full timeJob Title: Sr Business Control Specialist Job Summary: Bank of America is seeking a Sr Business Control Specialist to join our Global Credit, Anti-Money Laundering (AML) and Onboarding Operations (GCAOO) team. The successful candidate will be responsible for executing testing that measures the adherence to AML/Financial Crimes Global Standard requirements...
-
Automation Controls Specialist
6 days ago
Charlotte, North Carolina, United States Flow Control Group Company Full timeAbout UsAt Flow Control Group Company, we measure success by the results of our customers - hundreds of companies are achieving or exceeding their manufacturing performance objectives with our help. Our engineers are experts not only in current automation technologies and trends, but also legacy systems that remain the lifeblood of many of our customers. We...
-
Scientific Researcher, Metrology Specialist
1 month ago
Charlotte, North Carolina, United States LMSI, LLC dba Lighthouse Lab Services Full timeJob OpportunityLighthouse Lab Services, a leading medical laboratory consulting and recruiting company, is seeking a highly skilled Scientific Researcher, Metrology Specialist to join our team.Job SummaryThis position is responsible for creating high-quality materials for client laboratories, ensuring precision, performance, and accuracy. The successful...
-
Legal Research Specialist
6 days ago
Charlotte, North Carolina, United States Moore & Van Allen Full timeResearch and Information Services SpecialistMoore & Van Allen PLLC, a dynamic and fast-growing full-service law firm, is seeking a Research and Information Services Specialist to join its Charlotte, NC office. This full-time position provides high-level research support, maintains and curates research guides, and ensures that the firm's information resources...
-
Legal Research Specialist
5 days ago
Charlotte, North Carolina, United States Moore & Van Allen Full timeResearch and Information Services SpecialistMoore & Van Allen PLLC, a dynamic and fast-growing full-service law firm, is seeking a Research and Information Services Specialist to join its Charlotte, NC office.Key Responsibilities:Conduct high-level research across various levels of inquiry and complexity, providing analysis and synthesis of research results...
-
Business Control Specialist
7 days ago
Charlotte, North Carolina, United States Bank of America Full timeJob Title: Sr Business Control Specialist-Global OperationsAt Bank of America, we are committed to delivering exceptional results through our commitment to Responsible Growth. As a Sr Business Control Specialist-Global Operations, you will play a critical role in driving and executing internal control discipline and operational excellence within a Line of...
-
Private Equity Investment Associate
7 days ago
Charlotte, North Carolina, United States Selby Jennings Full timePrivate Equity Associate Job DescriptionWe are seeking a highly motivated and detail-oriented Private Equity Associate to join our team at Selby Jennings. As a Private Equity Associate, you will play a key role in the development of financial models, industry research, and investment decisions.Key Responsibilities:Develop and maintain financial models and...
-
Scientific Researcher, Metrology Specialist
4 weeks ago
Charlotte, North Carolina, United States LMSI, LLC dba Lighthouse Lab Services Full timeJob OpportunityLighthouse Lab Services, a leading medical laboratory consulting and recruiting company, is seeking a highly skilled Scientific Researcher, Metrology Specialist to join our team.Job SummaryThis position is responsible for creating high-quality materials for client laboratories, ensuring precision, performance, and accuracy. The successful...
-
Legal Research Specialist
5 days ago
Charlotte, North Carolina, United States Moore & Van Allen Full timeJob Title: Legal Research SpecialistMoore & Van Allen PLLC, a dynamic and fast-growing full-service law firm, is seeking a Legal Research Specialist to join its Charlotte, NC office.Job Summary:This full-time position provides high-level legal, market, industry, client, and competitive research, maintaining and curating research guides, and ensuring that the...
-
Control Management Specialist
2 weeks ago
Charlotte, North Carolina, United States Wells Fargo Full timeAbout this RoleWe are seeking a highly skilled Control Management Specialist to join our Cards & Merchant Services (CMS) Control Team. As a key member of our team, you will be responsible for identifying, assessing, managing, and mitigating current and emerging risk exposures associated with our business processes.You will work closely with our business...
-
Business Controls Specialist
2 weeks ago
Charlotte, North Carolina, United States Collabera Full timeBusiness Controls Specialist Job Description **Job Summary** Collabera is seeking a highly skilled Business Controls Specialist to join our team. As a Business Controls Specialist, you will play a critical role in managing multiple business control activities, including Single Process Inventory, Process Management, Service Enabler Mapping, Record...