Senior Management Position
1 day ago
Operations Manager Opportunity at Pacific Wealth Management
About UsPacific Wealth Management, LLC is a growing RIA firm serving affluent investors with intelligent wealth management strategies.
Salary and CompensationThis full-time position comes with a competitive salary range of $140,000 - $200,000 annually, plus a benefits package
Job SummaryThe successful candidate will oversee daily operations, manage client relationships, and ensure regulatory compliance
ResponsibilitiesMain Accountabilities:
- Client Services: Onboard new client relationships, process accounts and transfers
- Workflow Optimization: Collaborate with the Managing Director on business capacity and compliance
- Compliance: Oversee SEC and FINRA requirements as chief compliance officer
- Organization and Planning: Manage day-to-day financials, including forecasting
- Human Resources: Manage employee benefits, relations, and hiring
- Technology: Interface with IT to maximize system efficacy
Bachelor's degree and 5+ years of management experience; experience with RIAs and Charles Schwab required
Proficiency in relevant software applications essential
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