Senior Management Position

1 day ago


San Diego, California, United States Pacific Wealth Management Full time

Operations Manager Opportunity at Pacific Wealth Management

About Us

Pacific Wealth Management, LLC is a growing RIA firm serving affluent investors with intelligent wealth management strategies.

Salary and Compensation

This full-time position comes with a competitive salary range of $140,000 - $200,000 annually, plus a benefits package

Job Summary

The successful candidate will oversee daily operations, manage client relationships, and ensure regulatory compliance

Responsibilities

Main Accountabilities:

  1. Client Services: Onboard new client relationships, process accounts and transfers
  2. Workflow Optimization: Collaborate with the Managing Director on business capacity and compliance
  3. Compliance: Oversee SEC and FINRA requirements as chief compliance officer
  4. Organization and Planning: Manage day-to-day financials, including forecasting
  5. Human Resources: Manage employee benefits, relations, and hiring
  6. Technology: Interface with IT to maximize system efficacy
Requirements

Bachelor's degree and 5+ years of management experience; experience with RIAs and Charles Schwab required

Proficiency in relevant software applications essential


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