Risk Director, Investment Banking
2 days ago
Citizens is seeking a highly skilled Risk Director, Investment Banking to join our Commercial Banking Risk team. As a key member of our leadership team, you will be responsible for establishing and monitoring all aspects of material risk related to investment banking.
Key Responsibilities- Develop and maintain an effective end-to-end risk management program, including risk identification, assessment, and quantification, aggregation reporting, monitoring, and control improvement.
- Ensure the risk management framework, processes, and practices executed comply with internal policy and applicable regulatory requirements and expectations.
- Manage all aspects of risk and assess, on an ongoing basis, the material risks associated with the businesses in scope.
- Develop and maintain high-impact relationships with business leaders, support staff, broker-dealer compliance, Independent Risk Management, Internal Audit, and regulators.
- Lead teams on risk and product-related initiatives to meet corporate, divisional, and business line objectives.
- Advise on new products, initiatives, and strategies from a risk and control perspective.
- 10+ years of risk management or equivalent experience gained from working in securities underwriting and trading.
- Expert knowledge of FINRA and OCC internal controls and risk assessment requirements.
- Experience in an organization under strong regulatory oversight and scrutiny.
- Knowledge of securities underwriting, sales, and trading risk management practices and regulatory requirements.
- Decisiveness and sound judgment on a consistent basis.
- Proven leadership and management skills in a professional environment.
- Project management skills to support multiple complex assignments on behalf of various stakeholders.
Citizens is a customer-centric company built around helping our customers and giving back to our local communities. We offer a supportive and collaborative workforce, with access to training and tools to accelerate your potential and maximize your career growth.
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Charlotte, North Carolina, United States Fifth Third Full time{"title": "Investment Banking Associate", "content": "Job SummaryFifth Third Bank is seeking a highly skilled Investment Banking Associate to join our team. As a key member of our Investment Banking group, you will be responsible for providing analytical and high-level support functions to our clients and internal stakeholders.Key ResponsibilitiesBuild and...
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