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Senior Compliance Strategist
2 months ago
Wells Fargo is in search of a Lead Compliance Officer to enhance our Consumer Lending Compliance division within Corporate Risk. This role is pivotal in ensuring our compliance programs meet the highest standards.
Key Responsibilities:
- Oversee and monitor compliance programs across various business units.
- Provide expert guidance on compliance risk for projects with significant implications.
- Develop and implement compliance standards to adhere to legal and regulatory requirements.
- Challenge compliance-related decisions and ensure appropriate execution by the Front Line.
- Formulate corrective action plans in response to regulatory changes.
- Conduct assessments and present findings to management and relevant committees.
- Identify opportunities for enhancing processes and strengthening risk controls.
- Exercise independent judgment while understanding compliance policies and procedures.
- Monitor the resolution of compliance issues and regulatory matters.
- Collaborate with various stakeholders to achieve compliance objectives.
- Engage with external regulatory bodies and audit teams on compliance matters.
Required:
- Minimum of 5 years of experience in Compliance or a related field.
- In-depth knowledge of enterprise compliance policies and procedures.
- Experience managing compliance inquiries across multiple business lines.
- Proficiency in Microsoft Excel and PowerPoint.
- Ability to analyze unstructured data and address compliance issues effectively.
- Experience leading initiatives to improve compliance processes.
- Strong influencing skills across all organizational levels.
- Proven track record of advising management on risk management initiatives.
- Excellent communication skills, capable of conveying complex information clearly.
This position offers a hybrid work arrangement, with expectations to work onsite as required. Please note that this role is not eligible for VISA sponsorship.
Diversity and Inclusion:
Wells Fargo is committed to fostering a diverse and inclusive workplace. We welcome applications from all qualified candidates, regardless of background or identity. Our employees are dedicated to building strong customer relationships while maintaining a robust compliance culture that is essential for our success.